Proposed Agency Information Collection Activities; Comment Request (SIFMA and ISDA)
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Supreme Court (petition for writ of cert.)
Amicus Issue:
Whether a claim for securities fraud under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5 may be premised on an alleged omission of information required to be disclosed by Item 303 of Regulation S-K.
Counsel of Record:
Goodwin Proctor LLP
William M. Jay
Andrew Kim
Other Amici:
U.S. Chamber of Commerce
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
SIFMA, The Institute of International Bankers (IIB), and The International Swaps and Derivatives Association (ISDA) provided comments to the Commodity…
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