Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA AMG provides comments to the Commodity Futures Trading Commission (CFTC) on their proposed Regulation Automated Trading. Many AMG members fall within the Proposal’s scope because they are registered commodity pool operators or commodity trading advisors that use automated trading to reduce costs and improve trade execution, ultimately benefiting their clients. Because asset managers generally do not access designated contract markets through direct electronic access, their orders pass through a futures commission merchant’s and DCM’s risk controls, making the controls proposed by virtue of CPO and CTA registration redundant.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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