The Asset Management Group of SIFMA (SIFMA AMG) and Managed Funds Association (MFA) provide comments to the Commodity Futures Trading Commission (CFTC) requesting an extension of No-Action Letter 14-147’s Time-Limited No-Action Relief for Certain Members of Swap Execution Facilities from the Requirement to Record Oral Communications Pursuant to Commodity Futures Trading Commission Regulation 1.35(a).
Related:
No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a) (pdf)
SIFMA provided comments to the Financial Crimes Enforcement Network (FinCEN) on its proposed rule to impose certain anti-money laundering (AML)/countering…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on…
SIFMA AMG provided comments to the Investor Protections and Sustainable Finance Department on the Guidelines on funds’ names using ESG…
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