Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA provides comments to the U.S. Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) adjustment of their fees, increasing them, to align revenues with operational and capital expenses. The MSRB collects technology fees from municipal securities dealers and municipal advisors. SIFMA strongly opposes the rule changes contained in Notice 2015-13 and urge the Commission to exercise its authority to temporarily suspend the Rule Changes and to institute proceedings to disapprove the MSRB’s changes announced in the Notice.
See also:
MSRB Adjusts Fees to Align Revenues with Operational and Capital Expenses
Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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