Cross Border Margin Proposal

Summary

SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) regarding the cross-border application of initial and variation margin requirements for uncleared swaps for swap dealers and major swap participants that do not have a Prudential Regulator.

See also:
CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Trade Execution Requirement and Package Transactions

PDF

Letters

Cross Border Margin Proposal

Issue

OTC Derivatives→

Summary

Related Committee(s)

Date

Letters

Cross Border Margin Proposal

Issue

OTC Derivatives→

Summary

Related Committee(s)

Date

More Submissions

Type:

Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)

Type:

Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)

Type:

Notice of Proposed Rulemaking on AML/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements (SIFMA and SIFMA AMG)