BATS Petition for Rulemaking

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the petition for rulemaking filed by BATS Global Markets, Inc. (BATS).

In its petition, BATS requested the SEC adopt amendments to Rules 600(b)(57) (definition of a protected bid or offer), 605 and 606 (disclosure of order execution and order routing information), and 610(c) (the access fee cap) of Regulation NMS.

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Letters

BATS Petition for Rulemaking

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Equity Market Structure→

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Letters

BATS Petition for Rulemaking

Issue

Equity Market Structure→

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More Submissions

Type:

Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)

Type:

Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)

Type:

Notice of Proposed Rulemaking on AML/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements (SIFMA and SIFMA AMG)