Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Third Circuit)
(petition for rehearing en banc)
Amicus Issue:
Whether there is federal-question jurisdiction over Plaintiffs’ state-law claims, which allege that defendants manipulated the price of a stock via abusive “naked” short sales.
Counsel of Record:
Sullivan & Cromwell LLP
Robert J. Giuffra, Jr.
Richard C. Pepperman II
Brent J. McIntosh
Jeffrey B. Wall
Other Amici:
None.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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