Access to Americans’ Bulk Sensitive Personal Data and Government-Related Data by Countries of Concern
SIFMA provided comments to the U.S. Department of Justice, National Security Division on the proposed rulemaking concerning bulk data transfers…
Summary
SIFMA provided comments to the Chicago Board Options Exchange Incorporated (CBOE) regarding CBOE Regulatory Circular RG14-139 and C2 Regulatory Circular RG14-040 (collectively, “the Regulatory Circulars”).
While SIFMA supports CBOE’s efforts to enhance their regulatory and investigation efforts, the requirements described in the Regulatory Circulars are largely new and therefore require a notice and comment period.
In addition, the Regulatory Circulars create an untenable January 5, 2015 deadline by which Trading Permit Holders (TPHs) must be able to provide data in a new standardized format through a new submission process.
Related Material
More Submissions
Type:
Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities (Joint Trades)
SIFMA, SIFMA AMG, the Investment Company Institute (ICI), Alternative Investment Management Association (AIMA), and the International Swaps and Derivatives Association…
Type:
Proposed Rule Change to Modify the GSD Rules (I) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a (Joint Trades)
SIFMA, SIFMA AMG, the Investment Company Institute (ICI), Alternative Investment Management Association (AIMA), and the International Swaps and Derivatives Association…