Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA submitted comments to the Securities and Exchange Commission (SEC) regarding its proposal on recordkeeping, reporting, notification, and security count requirements for security-based swap dealers (SBSDs), major security-based swap participants (MSBSPs), and broker-dealers.
SIFMA wrote that the SEC proposal would prescribe recordkeeping or reporting requirements based on requirements in other rules that have been proposed by the SEC but have not yet been adopted, in particular requirements relating to capital, margin, and segregation for SBSDs and MSBSPs.
SIFMA has provided comments on many of these proposals and respectfully requests that the SEC consider all of those letters carefully before adopting any portion of the security-based swap regime established under Title VII of the Dodd-Frank Act.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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