Proposed Agency Information Collection Activities; Comment Request (SIFMA and ISDA)
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the National Futures Association (NFA) on the NFA’s Notice to Member (NTM) requesting comments concerning possible capital requirements and other customer protection measures for registered commodity pool operators (CPOs) and commodity trading advisers (CTAs). The NTM explains that NFA is evaluating potential regulatory responses to recent membership responsibility actions (MRAs) against certain CPOs and CTAs that are members of NFA (CPO/CTA member)
SIFMA AMG carefully reviewed the MRAs and agree with NFA that they present legitimate concerns about fraud and mismanagement of client assets. However, the group believes that those concerns cannot be mitigated by a capital requirement or the other measures discussed in the NTM.
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
SIFMA, The Institute of International Bankers (IIB), and The International Swaps and Derivatives Association (ISDA) provided comments to the Commodity…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.