Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA’s Asset Management Group (AMG), Investment Company Institute (ICI), the Managed Funds Association (MFA) and Investment Adviser Association provide comments to the Commodity Futures Trading Commission (CFTC) and requests the Treasury to make a prompt final determination on its proposal to exempt FX Products from the definition of “swap” under the Commodity Exchange Act (CEA). The letter outlines the substantial unintended consequences on the impending registration and compliance deadlines for commodity trading advisors (CTAs), commodity pool operators (CPOs) and major swap participants (MSPs) if the Treasury does not act.
Related: SIFMA AMG and Other Associations Submit Comments to the CFTC on FX Forwards and FX Swaps Determination, September 28, 2012
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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