Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on draft amendments to Rule G-37 on political contributions and prohibitions on municipal securities business, bond ballot campaign committee contributions, MSRB Notice 2012-43. The draft amendments require an increase in the type of information publicly disclosed by brokers, dealers and municipal securities dealers regarding any contributions to bond ballot campaigns. SIFMA and its members generally support transparency as a way to eliminate any possible perception of impropriety and were supportive of the MSRB’s initial disclosure regime for bond ballot campaign contributions. However, SIFMA does have some concerns about specific aspects of the amendments.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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