Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Request for Comment on Proposed Rule Amendments and Interpretive Notice on Retail Order Periods.
SIFMA believes the concerns raised in MSRB Notice 2012-13 could be addressed through the enforcement of existing principles based rules, or a clarifying regulatory notice, though we support the proposed rule changes to the extent they would protect dealers that follow issuers’ instructions, clarify issuer terms and conditions, and require timely notice of retail order period terms and conditions to all syndicate and selling group members. SIFMA made recommendations on how best to address the issue.
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
SIFMA AMG provided comments to the U.S. Commodity Futures Trading Commission (CFTC) on their withdrawal and proposal of a new…
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