Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on a notice of filing of proposed rule change relating to establishing a Governmental Accounting Standards Board (GASB) accounting support fee, File No. SR-FINRA-2011-073. The Financial Industry Regulatory Authority’s (FINRA’s) proposal is a result of Section 978 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requiring a funding mechanism for GASB. SIFMA believes that FINRA’s proposal is not a fair and equitable manner to assess the GASB Accounting Support Fee and objects to the proposed methodology for assessing the GASB Accounting Support Fee. SIFMA urges the SEC to reject or disapprove the proposed rule change.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.