Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA’s Prime Brokerage Committee provides comments to the International Organization of Securities Commissions (IOSCO) on the Consultation Report on Hedge Funds Oversight. Comments on those aspects of the Consultation Report that directly impact prime brokers and/or other regulated counterparties (prime brokers) of hedge funds. SIFMA believes that a careful analysis of systemic risk leads to the necessary conclusion that while prime brokers – as is true for any significant participant in the financial markets – are an important factor in addressing systemic risk in a comprehensive fashion, they can not serve as a ersatz “regulator” of other market part.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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