Automatic Portability Transaction Regulations
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
The Asset Management Group (AMG) of SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on proposed amendments to compliance obligations for commodity pool operators and commodity trading advisors. The amendments could eliminate the exemption asset managers previously claimed from operating commodity pools. SIFMA AMG believes that the proposed amendment should not be adopted because the associated costs to affected market participants is expected to be significant and far outweigh any perceived benefits. SIFMA AMG also describes how the proposed amendments would impose unnecessary, duplicative regulatory requirements on otherwise regulated entities.
SIFMA provided comments to the Department of Labor (DOT) on their proposed Automatic Portability Transaction Regulations under Section 4975 of…
SIFMA and The International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Office of the Comptroller of the…
SIFMA AMG provided comments to the Federal Energy Regulatory Commission on the Federal Power Act Section 203 Blanket Authorizations for…
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