Past Events



Featured Past Events

C&L 2017 Annual Seminar

March 19-22, 2017

Marriott Marquis San Diego Marina

The SIFMA Compliance & Legal Society Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry.

Social Media & Digital Marketing Seminar 2017

Thursday, February 23, 2017

The Schwab Conference Center, San Francisco, CA

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

Anti-Money Laundering & Financial Crimes Conference 2017

February 8-9, 2017

Grand Hyatt, New York, NY

SIFMA's Annual Anti-Money Laundering & Financial Crimes Conference gathered more than 400 compliance and legal professionals, to discuss the practical insights from the industry's leading financial services, regulatory and law enforcement professionals.  

FIA SIFMA AMG Derivatives Forum 2017

February 6-8, 2017

Montage Laguna Beach, Laguna Beach, CA

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Past Events

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Women in Internal Audit – Speed Networking Event

Join us for a fun and interactive networking event hosted by the Women in IAS Committee.

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Shortened Settlement Cycle Webinar

Joint IAS & IIA Educational Session: Emerging Topics, Risks and Examination Approaches

Session attendees will enrich their understanding in these areas based on the presentations and discussions of the seminar topics.

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Credit & Margin Annual Conference 2017

The Credit & Margin Annual Conference is moving to Charleston! Join us to hear about TBA Margin, Blockchain, a Regulatory Panel, Margin Practitioners Panel and more.

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C&L St. Louis Regional Seminar 2017

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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Prudential Regulation Conference 2017

With 2017 set to be a year of change in the U.S. and one of transition in Europe due to regulatory reform and the uncertainty of Brexit, the SIFMA-TCH Prudential Regulation Conference will gather financial researchers, policymakers, practitioners and subject matter experts to provide insight into the possible changes that may reshape the direction of regulation in the year ahead.

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Internal Audit for Registered Investment Advisors

Speakers from some of the major financial institutions will share their experiences and provide insight into the latest tools in the area of internal audit for RIAs. 

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FMS Regional Conference 2017

Join us for accounting and tax updates, regulatory reporting rules and other industry developments that are crucial to the financial and risk management role. 

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C&L Boston Regional Seminar 2017

This one day seminar will feature presentations by leading securities regulators and industry professionals. 

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SIFMA FinTech Conference

SIFMA's FinTech Conference will bring together innovators and industry leaders to discuss the latest developments in robo advising, robotics, artificial intelligence, machine learning and blockchain experiments – and how these developments are changing the way firms understand and interact with their customers, manage risk, and run their operations.

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