Past Events



Featured Past Events

Social Media & Digital Marketing Seminar 2017

Thursday, February 23, 2017

The Schwab Conference Center, San Francisco, CA

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

Anti-Money Laundering & Financial Crimes Conference 2017

February 8-9, 2017

Grand Hyatt, New York, NY

SIFMA's Annual Anti-Money Laundering & Financial Crimes Conference gathered more than 400 compliance and legal professionals, to discuss the practical insights from the industry's leading financial services, regulatory and law enforcement professionals.  

FIA SIFMA AMG Derivatives Forum 2017

February 6-8, 2017

Montage Laguna Beach, Laguna Beach, CA

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Watch Video from The Capital Markets Conference

September 26-27, 2016

The Mayflower Hotel, Washington, DC

Financial market professionals gather through SIFMA for meaningful conversations about critical issues impacting our capital markets, including these expert insights on why smart financial regulation matters and more.

Past Events

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IAS Internal Audit Training Seminar 2017

C&L 2017 Annual Seminar

The SIFMA Compliance & Legal Society Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry.

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CAS DTCC Seminar - March 2017

Join the Corporate Actions Section for the annual DTCC Seminar to hear about T+2, Operational Challenges, a Tax Update and Corporate Actions Transformation Update. 

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Securities Industry Institute (SII) 2017

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals. For more than 65 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to equip SII participants with practical information, ideas and answers directly applicable to their present and future responsibilities.  

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C&L Society Salt Lake City Breakfast 2017

Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar.

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2017 Insurance and Risk Linked Securities Conference

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2017) features industry experts, sponsors and institutional investors discussing this evolving marketplace, product design and innovation, and emerging trends. Join us for diverse and interactive discussions with dynamic and thought-provoking speakers. 

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Social Media & Digital Marketing Seminar 2017

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

Read More ›

Anti-Money Laundering & Financial Crimes Conference 2017

SIFMA's Annual Anti-Money Laundering & Financial Crimes Conference gathered more than 400 compliance and legal professionals, to discuss the practical insights from the industry's leading financial services, regulatory and law enforcement professionals.  

Read More ›

FIA SIFMA AMG Derivatives Forum 2017

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Read More ›

Leaders & Experts Forum 2017: Managing Regulatory Investigations in the Big Data Age

This half-day CLE discussion forum will feature two panels of leading in-house and outside counsel, SEC and FINRA, and SIFMA leaders and experts who will discuss regulatory priorities, ways to successfully manage regulatory investigations and enforcement matters, valuable insights into current FinTech/RegTech developments actively used by regulators and the industry, and ways that financial services firms can use data and regulatory analytics to derive and support solutions.  

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Total Records Found: 195    Viewing Page of 20        


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