Past Events



Featured Past Events

C&L 2017 Annual Seminar

March 19-22, 2017

Marriott Marquis San Diego Marina

The SIFMA Compliance & Legal Society Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry.

Social Media & Digital Marketing Seminar 2017

Thursday, February 23, 2017

The Schwab Conference Center, San Francisco, CA

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

Anti-Money Laundering & Financial Crimes Conference 2017

February 8-9, 2017

Grand Hyatt, New York, NY

SIFMA's Annual Anti-Money Laundering & Financial Crimes Conference gathered more than 400 compliance and legal professionals, to discuss the practical insights from the industry's leading financial services, regulatory and law enforcement professionals.  

FIA SIFMA AMG Derivatives Forum 2017

February 6-8, 2017

Montage Laguna Beach, Laguna Beach, CA

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Past Events

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IAS Charlotte Breakfast

The IAS is coming to Charlotte! Join us at Bank of America to hear from leaders in the audit space and meet members of the IAS. Registration is complimentary.

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Credit & Margin May 2017 Dinner

Join the Credit & Margin Section to hear about TBA Margin’s Impact on the 15C3-3 Customer Protection Rule.

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C&L May 2017 Luncheon

Please join us for our monthly luncheon.

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2017 Operations Conference and Exhibition

Whether your focus in Operations is Leadership Management, Information Technology, Risk Management, Legal and Compliance, or Clearance and Settlement, SIFMA's 44th annual Operations Conference and Exhibition delivers a comprehensive program tailored to the critical role you perform.

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Senior Investor Protection Regional Workshop 2017

This interactive program provides attendees with the opportunity to take a deeper-dive into the causes of cognitive decline, learn how to identify decline and exploitation, and learn practical ways to establish an effective client protection program.

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C&L Charlotte Breakfast 2017

The SIFMA Compliance & Legal Society will host a breakfast in Charlotte, NC on April 28, 2017 at One Bank of America Center.

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Fixed Income Market Structure Seminar 2017

SIFMA’s Fixed Income Market Structure Seminar brings together market participants and policymakers for a half-day discussion to address the key questions and issues emerging from significant changes in fixed income market structure. 

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Equity Market Structure Conference 2017

SIFMA Equity Market Structure Conference is a one-stop resource for updates from the industry’s leading experts on today’s markets and the ever-evolving regulatory framework that guides them. 

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IAS & IIA Internal Audit Leadership & Development Panel

Join the SIFMA IAS and the IIA with the Women’s Initiative in Toronto for a panel on audit leadership and development. Hear about how to build resource models, cultivate leadership, retain talent, and more from top audit professionals!  

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The Operations and Technology Society Town Hall

Join the Operations & Technology Society for their first town hall webinar of 2017! All members of CAS, CAT, CMS and SOS are welcome. 

 

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