SIFMA 2012 Annual Meeting


SIFMA 2012 Annual Meeting


October 23, 2012
New York, NY  

SIFMA 2012 Annual Meeting 

Program

7:30 AM   

Registration Opens  

 

8:00 AM  

Doors Open for Breakfast

 

8:30 AM - 9:30 AM  

A Breakfast Conversation With Gary Gensler

Our breakfast speaker, Chairman of the CFTC provides an update on derivatives regulation and other priorities of the Commission going forward.  

 

Moderator:    

Mary ThomsonMary Thompson  

CNBC Reporter  

 

 

 

 

Speaker: 

Gary Gensler G. Gensler
Chairman
U.S. Commodity Futures Trading Commission  

 

 

 

 

 

Breakfast
Hosted by AxiomSL USA
 

9:35 AM - 10:00 AM  

Introductory Remarks

 

T. Timothy Ryan, Jr.
President & Chief Executive Officer
SIFMA  



Chet Helck
Chief Executive Officer
Global Private Client Group
Raymond James Financial, Inc.
Chairman, SIFMA Board of Directors
 

10:00 AM - 10:45 AM  

Political Panel: Elections and the Economy 

Moderated by SIFMA's Ken Bentsen, a panel of Washington's best-known insiders, Charlie Black, Prime Policy Group; Karen Finney, MSNBC; and Mark McKinnon, No Labels, will provide analysis of the latest polls and predictions for election results and the impact the possible outcomes will have on our industry and the economy at large. 

 

Moderator:
Kenneth E. Bentsen, Jr.
Executive Vice President 

Public Policy and Advocacy
SIFMA  

 

Panelists:  

Charlie Black  

Chairman  

Prime Policy Group
Former Chief Presidential Campaign Adviser & Informal Advisory to
Mitt Romney Presidential Campaign
 

Karen Finney
Political Analyst
MSNBC  
 

 

MarkMark McKinnon
Cofounder of No Labels  

No Labels

 

10:45 AM - 11:00 AM   

 

Networking Break

Co-Hosted by Deloitte & First Clearing Correspondent Services
 

 

11:00 AM - 11:45 AM   

A Conversation and Q&A with Regulator Mary Schapiro  

Chairman of the SEC will give an update on the financial regulatory reform process, and offer a detailed description of the upcoming priorities on the Commission's agenda. 

 

Moderator: 

Peter Cook 

Bloomberg Chief Washington Correspondent 

Bloomberg  

  

Speaker: 

Mary Schapiro 

Chairman
U.S. Securities and Exchange Commission (SEC)  

12:00 PM – 1:30 PM   

Lunch with Featured Speaker - The Honorable Dr. Alan Greenspan  

In an exclusive appearance, Former Fed Chairman Alan Greenspan will address the SIFMA audience on the path forward for the U.S. economy. Dr. Greenspan will emphasize his support for bipartisan cooperation to resolve the U.S. fiscal crisis. However, shoring up the U.S. balance sheet is only the first step toward bringing coherence to the financial markets – Europe presents the greatest challenge to economic recovery. Dr. Greenspan will also offer his unique insights into the future of the markets and the economy and U.S. economic competitiveness. 

 

 Moderator:
Steve LiesmanSteve Liesman 
 
Senior Economics Reporter  
CNBC  

 

 

 

Speaker: 

Dr. Alan Greenspan Dr. Alan Greenspan, Chairman, Federal Reserve System (1987- 2006) 

Chairman, Federal Reserve System (1987-2006) 

    

 

 

 

 

Luncheon 

Co-Hosted by 

Broadridge Financial Solutions, Inc. & Tradeweb 

1:45 PM – 2:15 PM   

An Introduction to Complexity Risk  

A notable authority on legislative, regulatory, and public-policy issues affecting financial services, Karen Shaw Petrou will discuss the current economic and regulatory environment for companies doing business in the global market place.
 

ShawKaren Shaw Petrou
Managing Partner
Federal Financial Analytics, Inc.  

2:15 PM – 2:45 PM   

A Conversation with Doug Hodge  

In a candid conversation with Doug Hodge, Chief Operating Officer of PIMCO will share his plans to restore current client trust in the financial markets and how the industry will win the confidence of the next generation of investors. He will provide an update on regulatory reform from the buy-side perspective.

 

Moderator: 

Cheryl Casone 

News Anchor  

Fox Business News
 

 

Douglas M HodgeDouglas M. Hodge
Chief Operating Officer
 PIMCO  

2:45 PM – 3:00 PM  

SIFMA Stock Market Game

Winners from this year's Stock Market Game will briefly discuss their strategy and experience from participating in SIFMA Foundation's signature financial education program.   

 

Introduction  

Richard Brueckner 

Chief of Staff 

BNY Mellon  

Chair, SIFMA Foundation Board of Directors  

 

 

Diversity Awards  

The financial industry is committed to the belief that diversity in financial firms is not only positive for employee morale, but also diverse firms are among the most innovative and productive in the industry. SIFMA honors firms who have distinguished themselves in their commitment to fostering a diverse and inclusive environment during the past year.

 

Introduction 

Lisa Kidd Hunt 

Executive Vice President 

International Services and Special Business Development 

Charles Schwab & Co.  

Member, SIFMA Board of Directors  

 

3:00 PM – 3:15 PM  

Networking Break  

Hosted by PriceMetrix Inc. 

 3:15 PM - 4:00 PM

A Conversation with Thomas James

Raymond James' Executive Chairman, Thomas James, discusses the role the financial industry plays in the broader economy and offers his perspectives on the opportunities and challenges in the current market.
 

Moderator:  

Stephanie Ruhle  

Bloomberg TV Anchor  

Bloomberg TV
 

 

 

Speaker:
JamesThomas A. James
Executive Chairman
Raymond James Financial  

4:00 PM - 4:30 PM

Bipartisan discussion on the economic future of America

Two influential U.S. Senators, members of the "Gang of Eight", provide a rare opportunity to gain insight into Congress' last effort to avert a drop off the Fiscal Cliff and the future competitiveness of America.

 

 

Moderator: 

Cheryl Casone 

News Anchor  

Fox Business News  

 

U.S. Senator Saxby Chambliss (R-GA)U.S. Senator Saxby Chambliss (R-GA) 


 


 

 

U.S. Senator Mark Warner (D-VA)U.S. Senator Mark Warner (D-VA)  

4:30 PM – 5:15 PM   

Economists & Analysts Panel  

Jeremy Siegel, renowned economist at the Wharton School, says he believes the Dow reaching 17,000 by the end of 2013 is 'very attainable.' Dr. Siegel will be joined by other economic experts including, Brian Gardner, Keefe Bruyette & Woods. The panel will explore predictions for the future of the market and other critical economic issues, including the looming fiscal cliff, European debt crisis, and the impact of global financial regulatory reforms and much more.  

 

Moderator:  

Ben White  

Wall Street Correspondent 
POLITICO 

 

 

 

Panelists:  

Howard Chen
Managing Director, Equity Research, U.S. Capital Markets  

Credit Suisse 

 

 

Gardner_Brian55x75
Brian Gardner 

Senior Vice President, Washington Research
Keefe Bruyette & Woods  

 


SiegelDr. Jeremy Siegel
Russell E. Palmer Professor of Finance
 The Wharton School of the University of Pennsylvania  

 

5:15 PM - 5:30 PM  

Closing Remarks  

T. Timothy Ryan, Jr.
President & Chief Executive Officer

 SIFMA   

Program Subject to Change.