Compliance and Legal Society Annual Seminar

SIFMA Compliance and Legal Society Annual Seminar 2012

March 18-21, 2012
Miami, FL

Stay Tuned 

Registration prices are as follows: 

  • Industry Member: $795
  • Counsel Member: $1275
  • Special Member: $1275
  • Non-Member: $1700
  • Regulatory rate: $395

Included with your Registration Fee is access to all General Sessions, Panels, a thumb drive of Seminar Materials, continental breakfasts, breaks, buffet luncheons, and evening receptions.


The SIFMA Compliance & Legal Society utilizes a secure on-line system for the processing of 2012 Annual Seminar registrations. This system will allow attendees to register for the Seminar and make secure payments. Payments using Visa, MasterCard, American Express, and Discover Card are accepted. 


Seminar attendees are welcome to bring guests and/or a spouse to the 2011 Annual Seminar.

Guest/Spouse Registration: $250.00

Included in the Guest/Spouse Registration Fee are special Guest/Spouse only extended breakfasts, buffet luncheons, and evening receptions. If the Guest/Spouse Registration is approved, the individual will receive an email approval. Please click on the following link to the Guest Registration Form:  Guest Registration  

NOTE: Work Colleagues are not permitted to register as a guest. All Guest/Spouse Registrations must go through an approval process.


Upon completing your Seminar registration and payment, you will immediately receive an automated confirmation receipt by email.


Cancellation requests are subject to a $50.00 fee and should be emailed to Marina Epstein-Katz.
All registration and social activity fees are non-refundable after February 25th, 2012.


Substitutions of registered attendees and registered guests and/or spouses are permitted prior to February 25th, 2011. Substitutions are welcome and free of charge. Substitution requests should be sent to Marina Epstein-Katz 


The Panel Outlines & Handouts will be provided on a thumb drive to all registered attendees.


If you are interested in applying for financial aid for the Seminar, a copy of the Society’s Financial Hardship Policy may be obtained by emailing SIFMA Compliance and Legal Society Annual Seminar.


SIFMA reserves the right to remove, bar, or expel any attendee or guest from the conference for disruptive, disrespectful, or possibly illegal conduct, statements, or actions or for any reason which may tarnish the conference, SIFMA, or its members, in SIFMA's sole discretion. SIFMA shall not refund any money paid for such attendee or guest to attend the conference, or for any travel expenses incurred to attend the conference.

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