Canada-US Securities Summit


CANADA-US SECURITIES MARKETS SUMMIT


November 12, 2012
SIFMA CONFERENCE CENTER
New York, NY
 

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Program

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November 13, 2012

 

8:30 a.m - 9:00 a.m.

Registration and Continental Breakfast

 

9:00 a.m.- 9:15 a.m.

Welcome & Introduction

Kenneth E. Bentsen, JrKenneth E. Bentsen, Jr. 
Executive Vice President, Public Policy and Advocacy
SIFMA

 

9:15 a.m. - 9:45 a.m.

Keynote Address

Eric SprottEric Sprott
Chief Executive Officer  

Chief Investment Officer  

Senior Portfolio Manager
Sprott Asset Management  

 

Introduction by

Ian RussellIan C. W. Russell
President & CEO
Investment Industry Association of Canada (IIAC) 

Chair of the Standing Committee on Regulatory Affairs ICSA 

9:45 a.m. - 10:15 a.m.

FEATURED SPEAKER

 

"Fair Domain": Canada in the Wake of the Financial Crisis

 

Evan W SiddallEvan W. Siddall
Special Advisor to the Governor  

Senior Representative, Toronto Regional Office (Financial Markets)  

Bank of Canada 

 

 

Introduction by:

Kenneth E. Bentsen, JrKenneth E. Bentsen, Jr.
Executive Vice President, Public Policy and Advocacy
SIFMA 

10:15 a.m. - 10:30 a.m.

Networking Break

 

10:30 a.m. - 11:15 a.m.

Expanding Cross Border Trade in Securities

 

Moderator 

Grant Vingoe  

Partner 

Arnold & Porter LLP  

 

 

Speakers:    

Bryan B.K. OsmarBryan K. Osmar  

Managing Director & Head, Market Infrastructure 

RBC Capital Markets 

 

 

Margo TopmanMargo Topman  

Vice President & Associate General Counsel 

Goldman Sachs & Co.   

  

  

 Susan Wolburgh JenahSusan Wolburgh Jenah  

President and CEO  

Investment Industry Regulatory Organization of Canada  

  

 

11:15 a.m. - 11:45 a.m.

Featured Speaker:

 

Market Trends in the Fixed Income - North America

 

Peter KanePeter Kane  

Principal 

Greenwich Consultants 

  

  

 

Introduction by:

Kenneth E. Bentsen, JrKenneth E. Bentsen, Jr.
Executive Vice President, Public Policy and Advocacy
SIFMA  

11:45 a.m. - 12:15 pm

Stewardship: Lessons Learned From the Lost Culture of Wall Street

 

John TaftJohn Taft  

Head of US Wealth Management  

RBC  

Former SIFMA Chairman  

 

 

Introduction by:  

Ian RussellIan C. W. Russell
President & CEO
IIAC 
 

 12:15 p.m. - 1:00 pm

Networking Lunch

 

1:00 p.m.

Summit Concludes

 

Timing and sessions subject to change.