SIFMA 2011 Annual Meeting


Annual Meeting 2011


May 1-4, 2011
Marriott Marquis
New York, NY
 

Event Coverage 

Program  

SIFMA Annual Meeting 2011 - Charlie Rose Image 

  7:30 a.m.

REGISTRATION OPENS

 

8:00 a.m.  - 9:00 a.m.

A BREAKFAST CONVERSATION WITH CHARLIE ROSE

Breakfast
Co-Hosted by AXIOM SL 
                            Hearsay Social 

 

 Vikram Pandit Vikram Pandit 

Chief Executive Officer 

Citigroup 

9:00 a.m. - Noon

MORNING GENERAL SESSION  
Hosted by Thomson Reuters (BETA Systems

 

9:00 a.m. - 9:30 a.m.

INTRODUCTORY REMARKS

T. Tim Ryan T. Timothy Ryan 

President and Chief Executive Officer 

SIFMA 

 

 

 

 

 

John TaftJohn Taft 

Head of U.S. Wealth Management 

RBC Wealth Management  

Chairman, Board of Directors, SIFMA  

9:30 a.m. - 10:00 a.m.

A CONVERSATION WITH CHARLIE ROSE

S. KrawcheckSallie L. Krawcheck  

Former President, Global Wealth & Investment Management 

Bank of America Corporation   

10:00 a.m. - 10:40 a.m.

A CONVERSATION WITH CHARLIE ROSE

Donald KohnDonald Kohn  

Former Vice Chair 

Federal Reserve System (2006-2010) 

10:40 a.m. - 10:55 a.m.

MORNING REFRESHMENT BREAK
Co-Hosted by Information Builders
                            PriceMetrix Inc.
                            Verint Systems, Inc. 

 

10:55 a.m. - 11:45 a.m.

Market Structure Panel

 

Moderator: 

 

Charlie RoseCharlie Rose 
Host and Executive Editor of Charlie Rose
 

 

 

 

 

 

Panelists: 

 

William J BrodskyWilliam J. Brodsky 

Chairman and Chief Executive Officer 

Chicago Board Options Exchange  

 

 

 

 

Eric Noll - AnnualEric Noll  

Executive Vice President, Transaction Services U.S. 

NASDAQ OMX   

 

  

 

 

Joseph MecaneJoseph Mecane 

Executive Vice President and Chief Administrative Officer for U.S. Markets 

NYSE Euronext 

 

 

 

 

Paul RussoPaul Russo 

Head of U.S. Equities Trading 

Head of Global Equities One Delta Trading   

Goldman Sachs 

 

11:45 a.m.-12:15 p.m.

 

FEATURED SPEAKER

Mike CrapoU.S. Senator Mike Crapo (R-ID)  

12:15 p.m. - 1:30 p.m.

LUNCHEON
Co-Hosted by The Bank of New York Mellon
                            LCH.Clearnet
                            Tradeweb 

 

FEATURED LUNCHEON SPEAKER

Gary GenslerGary Gensler  

Chairman 

U.S. Commodity Futures Trading Commission  

1:30 p.m. - 5:00 p.m.

AFTERNOON GENERAL SESSION
Hosted by Thomson Reuters (BETA Systems)

 

1:30 p.m. - 2:15 p.m.

FEATURED SPEAKER

Mary L. SchapiroMary L. Schapiro   

Chairman 

U.S. Securities and Exchange Commission  

2:15 p.m. - 3:00 p.m

A CONVERSATION WITH CHARLIE ROSE

Neal S. WolinNeal S. Wolin   

Deputy Treasury Secretary  

U.S. Department of the Treasury   

3:00 p.m. - 3:15 p.m

SIFMA Stock Market Game Awards & Diversity Awards  

 

3:15 p.m. - 3:30 p.m

AFTERNOON REFRESHMENT BREAK 
Co-Hosted by Deloitte 
                            MarketAxess
                            Smarsh, Inc. 

 

3:30 p.m. - 4:15 p.m

 

A CONVERSATION WITH CHARLIE ROSE

 

Ron Kruszewski - AnnualRonald J. Kruszewski
Chairman of the Board, President, and Chief Executive Officer, Stifel Financial Corp.
Chairman of the Board and Chief Executive Officer, Stifel Nicolaus
 

 

  

4:15 p.m. - 5:00 p.m

Outlook for the Financial Sector  

As business leaders adjust their business models in concert with financial reform, markets need to digest and evaluate the long term impact on their financial performance and competitiveness. In this session, our panel of seasoned experts will provide an analysis of the overall impact of regulatory reform and policy initiatives to date and discuss how regulatory reform is reshaping the way companies conduct their US and global operations, adjust their business models and strategies, and alter their allocation of capital and resources.  Panelists will also evaluate competitive advantages and disadvantages for different industry segments and where they see the industry heading in these unprecedented times.  

 

 

Moderator: 

 

Charlie RoseCharlie Rose 
Host and Executive Editor of Charlie Rose
 

 

 

 

 

Panelists: 

  

Matthew CarpentarMatthew Carpenter  
Senior Portfolio Manager  
 

Moore Capital Management  

 

 

 

Toos DaruvalaToos N. Daruvala 
Director, Banking and Securities 
 

McKinsey & Company, Inc.  

 

 

  

Guy MoszkowskiGuy Moszkowski 
Managing Director, US Equity Research  
 

Bank of America-Merrill Lynch  

 

 

5:00 p.m

MEETING CONCLUDES   

 

 
SIFMA wishes to thank the following sponsors for their support of the 2011 Annual Meeting:
Attendee Lanyard - Provided by Bloomberg L.P.
Charlie Rose's Speaking Engagement - Co-Sponsored by Broadridge Financial Solutions, Inc.
Wall Street Journal - Provided by Dow Jones
Attendee Packet - Compliments of DTCC
Attendee Tote Bag - Provided by eFinancialCareers
Attendee Thumb Drive - Provided by Ernst & Young LLP
Press Room Catering - Co-Hosted by Financial Tracking, LLC
Attendee Notebook - Provided by First Clearing Correspondent Services
Press Room Equipment - Co-Sponsored by International Market Recruiters
Charging Station - Provided by National Financial, a Fidelity Investments Company
Press Room Equipment - Co-Sponsored by PortNexus 
Charlie Rose's Speaking Engagement - Co-Sponsored by Tata Consultancy Services
Charlie Rose's Speaking Engagement - Co-Sponsored by UBS   

Note: Program timing is subject to change. 



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