On October 27, some of the most prominent people in financial services addressed an audience of senior financial services executives at SIFMA’s 2009 Annual Meeting. Mary Schapiro, chairman of the Securities and Exchange Commission, and Richard Ketchum, chairman and Chief Executive Officer of FINRA, were just two of the speakers that addressed the crowd at the New York Marriott Marquis, while Charlie Rose had conversations with Jamie Dimon, chairman and Chief Executive Officer of JPMorgan Chase, and Timothy Geithner, U.S. Department of the Treasury Secretary. Additionally, special panels were convened to focus on three areas of the market that have been attracting considerable attention.
Speakers:
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Mary Schapiro A failure to pay attention to risk led the economy to the edge of the precipice, Securities and Exchange Commission Chairman Mary Schapiro said in her opening remarks at...MORE |
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Thomas R. Nides Tom Nides, the newly appointed chairman of SIFMA’s Board of Directors, said that over the next year, the financial industry will face many challenges and that he looked...MORE |
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Jonathan Spector Jonathan Spector, chief executive officer, The Conference Board, said a new era in corporate America is beginning as a result of the financial crisis. He said many Americans have simply lost ...MORE |
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Jamie Dimon During a candid and far reaching conversation with interviewer Charlie Rose, Jamie Dimon, chairman and chief executive officer, JPMorgan Chase & Co., offered his views...MORE |
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Lars Nyberg Lars Nyberg, deputy governor of The Riksbank, spoke on moving toward a new European supervisory structure, saying that the financial crisis the world is struggling to get out of has brought “world...MORE |
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Richard G. Ketchum Reflecting on an article that appeared in The Wall Street Journal approximately one year ago, Richard Ketchum, chairman and chief executive officer of the Financial Industry...MORE |
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Timothy F. Geithner Moderated by: In what could be considered a memorable conversation, Charlie Rose interviewed U.S. Treasury Secretary Timothy Geithner on some of the foremost subjects on the minds’ of financial services industry participants and...MORE |
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Panels:
The View from the C-Suite: Perspectives on Financial Services
Regulatory Reform
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“How have shareholders, clients, and employees’ expectations been managed during the financial crisis?” SIFMA’s President and Chief Executive Officer Tim Ryan asked several executives from leading regional financial advisory firms. Responses: Curt Bradbury, Chief Operating Officer, Stephens Inc., said the crisis has been tough on...MORE |
Municipal Securities PaneL
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Bernard Beal, Chief Executive Officer of M.R. Beal & Co., introduced the Municipal Securities Panel, highlighting three important issues currently occupying the minds’ of municipal industry participants – revenues, access to capital and management. Led by moderator David Gilliand, vice president of Fixed Income, Currencies and Commodities at...MORE |
MARKET STRUCTURE PANEL
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Bob Pisani, "On-Air Stocks" Editor for CNBC, hosted a heated discussion among executives representing some of the leading market-making organizations and exchanges, who addressed a wide-range of topics ranging from dark pools to over-the-counter derivatives and regulatory arbitrage Many of the panelists expressed concern with the...MORE |
Announcements from SIFMA's Annual Meeting
Edward Jones, Wells Fargo Advisors and Goldman Sachs Recognized With Diversity Awards at SIFMA Annual Meeting
October 27, 2009
SIFMA’s Board of Directors Announces Newly Elected Officers
October 27, 2009
Bloomberg TV: Tim Ryan’s appearance on Bloomberg TV from SIFMA’s Annual Meeting
October 27, 2009
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