Events



Featured Events

Next Generation of Financial Advisors Seminar

Wednesday, May 20, 2015

SIFMA Conference Center, New York, NY

The Next Generation of Financial Advisors Seminar will provide a forum to discuss the numerous opportunities to recruit and train the next generation of financial advisors.

Cyber Legal Seminar 2015

Tuesday, June 02, 2015

SIFMA Conference Center, New York, NY

The seminar will cover current cybersecurity threats, the framework and guidance to best defend against those threats, and the global nature of cyber issues and their cross border legal implications.

Prudential Regulation Conference 2015

Tuesday, June 09, 2015

Washington, DC

The SIFMA-TCH Prudential Regulation Conference will bring together leading experts from regulatory agencies and banks to examine the role of regulation in today's banking system and how changes have affected U.S. and European capital markets.

Compliance and Legal Society St. Louis Regional Seminar 2015

Tuesday, June 16, 2015

Edward Jones Conference Center, St. Louis, MO

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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Equity Market Structure Conference 2015

The 16th Annual SIFMA Equity Market Structure Conference is a one-stop resource for updates from the industry's leading experts on today's markets and the ever-evolving regulatory framework that guides them.

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FMS Fundamentals of Futures Training 2015

Attend the Fundamentals of Futures Training seminar to learn how a futures is traded, definition of “Customer” from the CFTC, operational components of futures transactions, customer and non-customer transactions, and more

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2015 Canada-US Securities Summit

Canada is the top export destination for 35 U.S. states - nearly 9 million U.S. jobs depend on trade and investment with Canada - and 400,000 people cross the Canada-U.S. border daily. This Summit will discuss the engine that fuels this activity: the U.S. and Canadian financial markets.

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Next Generation of Financial Advisors Seminar

The Next Generation of Financial Advisors Seminar will provide a forum to discuss the numerous opportunities to recruit and train the next generation of financial advisors.

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2015 Leaders and Experts Forum

The Leaders and Experts forum will pause to reflect upon the challenges and opportunities concerning current developments and trends, and issues anticipated for the second half of 2015.

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IAS IT Audit Directors Roundtable

Cyber Legal Seminar 2015

The seminar will cover current cybersecurity threats, the framework and guidance to best defend against those threats, and the global nature of cyber issues and their cross border legal implications.

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Credit & Margin Annual Conference 2015

Hear from the regulators and industry practitioners on the latest issues impacting the margin industry.

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Prudential Regulation Conference 2015

The SIFMA-TCH Prudential Regulation Conference will bring together leading experts from regulatory agencies and banks to examine the role of regulation in today's banking system and how changes have affected U.S. and European capital markets.

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Meet the Market North America: Seminar on the Global LEI System Update

Join co-hosts GFMA, GLEIF, DTCC, and SWIFT for an in-person opportunity to learn more about the development and marketplace adoption of the global LEI system. Attendance is complimentary.

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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