Events



Featured Events

C&L San Francisco Regional Seminar 2016

Thursday, August 04, 2016

Charles Schwab Center, San Francisco, CA

This one day seminar will feature presentations by leading securities regulators and industry professionals.  

Next Generation of Financial Advisors Seminar 2016

Wednesday, October 05, 2016

Wells Fargo Advisors, St. Louis, MO

SIFMA’s Next Generation of Financial Advisors Seminar provides an opportunity for industry professionals to gather and discuss industry solutions to recruiting and training the next generation of financial advisors. 

13th Annual Global Corporate Actions Forum

Thursday, October 06, 2016

Boston Marriott Copley Place, Boston, MA

Join us in Boston for a full day forum covering hot topics in corporate actions, including tax, shortened settlement cycle, transfer agency, shareholder communications, and a regulatory panel.

AICPA and SIFMA Financial Management Society Conference on the Securities Industry 2016

October 19-20, 2016

New York Law School, New York, NY

The National Conference on the Securities Industry, hosted by the American Institute of CPAs (AICPA) and SIFMA's Financial Management Society, provides essential updates on evolving securities regulations and compliance requirements.

Upcoming Events

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Securitization Spotlight Session 2016 - FINRA Rule 4210 - TBA Margining

This one-hour complimentary webinar will cover critical aspects and implications of the final FINRA Rule 4210.

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Archiving, Surveillance and Regulatory Data Management Luncheon

During the luncheon, a panel of industry speakers will discuss the benefits of creating unified, consistent standards that can reduce risk, lower cost of ownership, and strengthen data governance practices.

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C&L Society Monthly Luncheon - July 2016

C&L Society Minneapolis Breakfast 2016

C&L San Francisco Regional Seminar 2016

This one day seminar will feature presentations by leading securities regulators and industry professionals.  

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IAS Joint event with the IIA 2016

C&L Society Monthly Luncheon - September 2016

C&L Society Toronto Breakfast 2016

CAS Tax Seminar 2016

Mark Your Calendar for the CAS Annual Tax Seminar, taking place at the SIFMA Conference Center on September 16th. Details to come! 

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C&L Society Charlotte Regional Seminar 2016

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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SIFMA Conference Center

Take your meeting to the next level – let us host your next event! Featuring six multi-functional rooms and two foyers, the SIFMA Conference Center, situated at the heart of New York's Financial District, is the perfect location for your meeting needs.

   
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