Events



Featured Events

FIA SIFMA AMG Derivatives Forum 2017

February 6-8, 2017

Montage Laguna Beach, Laguna Beach, CA

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Securities Industry Institute (SII) 2017

March 5-10, 2017

Wharton University of Pennsylvania

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals. For more than 65 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to equip SII participants with practical information, ideas and answers directly applicable to their present and future responsibilities.  

Private Client Conference 2017

April 5-7, 2017

The Westin Kierland, Scottsdale, AZ

This conference convenes leaders from across the private wealth management industry to examine the most topical issues facing the business.

2017 Operations Conference and Exhibition

May 8-11, 2017

Boca Raton, Florida

Whether your focus in Operations is Leadership Management, Information Technology, Risk Management, Legal and Compliance, or Clearance and Settlement, SIFMA's 44th annual Operations Conference and Exhibition delivers a comprehensive program tailored to the critical role you perform.

Upcoming Events

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IAS IT Audit Training Seminar 2016

Join the IAS for an all day Audit Training course on 12/5 and hear about cybersecurity breach management, DR testing methods, VRM, resiliency and operational endurance, and more!  

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C&L Society Monthly Luncheon - December 2016

Join us at the monthly luncheon featuring Marc Wyatt, Director of the Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission. Mr. Wyatt will discuss the current state of the OCIE’s National Examination Program.  

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SIFMA and Google Cloud RegTech Event

SIFMA and Google Cloud are pleased to present a complimentary RegTech event on emerging technologies and how they can transform the way financial services firms manage compliance, regulatory reporting, and operations. Hear from early adopters and technology providers on how they are applying new technologies – including robotics, machine learning, and advanced analytics – to create efficiencies and more effectively meet regulatory requirements. 

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C&L Society Denver Regional Seminar

This one day seminar will feature presentations by leading securities regulators and industry professionals. 

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Leaders and Experts Forum 2017

This half-day CLE discussion forum will feature two panels of leading in-house and outside counsel, SEC and FINRA, and SIFMA leaders and experts who will discuss regulatory priorities, ways to successfully manage regulatory investigations and enforcement matters, valuable insights into current FinTech/RegTech developments actively used by regulators and the industry, and ways that financial services firms can use data and regulatory analytics to derive and support solutions.  

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FIA SIFMA AMG Derivatives Forum 2017

FIA and SIFMA Asset Management Group are coming together once again in 2017 to host a comprehensive review of the most critical derivatives issues facing the buy-side. 

Read More ›

Anti-Money Laundering & Financial Crimes Conference 2017

SIFMA's Annual Anti-Money Laundering & Financial Crimes Conference continues to be the leading forum for professionals from the securities industry, regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space.  

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Social Media & Digital Marketing Seminar 2017

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

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2017 Insurance and Risk Linked Securities Conference

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2017) features industry experts, sponsors and institutional investors discussing this evolving marketplace, product design and innovation, and emerging trends. Join us for diverse and interactive discussions with dynamic and thought-provoking speakers. 

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Securities Industry Institute (SII) 2017

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals. For more than 65 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to equip SII participants with practical information, ideas and answers directly applicable to their present and future responsibilities.  

Read More ›

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SIFMA Professional Societies meet regularly to network and share best practices.

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Take your meeting to the next level – let us host your next event! Featuring six multi-functional rooms and two foyers, the SIFMA Conference Center, situated at the heart of New York's Financial District, is the perfect location for your meeting needs.

   

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