Events



Featured Events

2015 C&L San Francisco Regional Seminar

Thursday, August 06, 2015

Charles Schwab Conference Center, San Francisco, CA

This one day seminar will feature presentations by leading securities regulators and industry professionals.

T+2 Symposium

Thursday, September 17, 2015

SIFMA Conference Center, New York, NY

Speakers will cover the industry’s next steps as it advances from the selection of a timeframe to the planning and implementation of a move to T+2.

Senior Investors Forum 2015

Tuesday, October 13, 2015

SIFMA Conference Center, New York, NY

SIFMA's Senior Investors Forum: Serving the Needs of Our Aging Investors brings together advisors, regulators, compliance officers, attorneys and academic experts to discuss the innovative practices in place to ensure our aging clients are properly protected against those seeking to part them from their hard-earned savings and rob them of their retirement security.

AICPA-FMS National Conference on the Securities Industry

October 14-15, 2015

New York Law School, New York, NY

The National Conference on the Securities Industry, hosted by the American Institute of CPAs (AICPA) and SIFMA's Financial Management Society, will provide essential updates on evolving securities regulations and compliance requirements.

Upcoming Events

Search by:

  • Enter Search Term Here:
  • Enter ›

Show Events for:


  • Show ›

Compliance and Legal Society Monthly Luncheon - August

Join us for our monthly luncheon.

Read More ›

2015 C&L San Francisco Regional Seminar

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Read More ›

SIFMA and FS-ISAC Cybersecurity Webinar 2015

Please join SIFMA and FS-ISAC for a cybersecurity briefing specifically for small firms. 

Read More ›

IAS Financial Services Writing Course

This course will provide key strategies and writing methods that produce meaningful and written documents. This is ideal for all levels of Internal Audit staff.

Read More ›

IAS Educational Seminar: Enhanced Prudential Standards and Cybersecurity

Join the IAS to hear from the Federal Reserve Bank of New York on Enhanced Prudential Standards, learn about Cyber Security risks, and attend a networking reception with attendees.

Read More ›

T+2 Symposium

Speakers will cover the industry’s next steps as it advances from the selection of a timeframe to the planning and implementation of a move to T+2.

Read More ›

CAS Tax Seminar 2015

Please join the Corporate Actions Section for the Annual Tax Seminar at the SIFMA Conference center, for the latest tax updates in corporate actions. Webinar registration will be available.

Read More ›

2015 C&L Charlotte Regional Seminar

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Read More ›

CAT Fall Seminar 2015

Join the Customer Account Transfer Section for their Annual Fall Seminar, taking place in Jacksonville, FL.

Read More ›

IAS Golf and Tennis Outing - October 2015

Tee off with the IAS at the annual Golf Tournament this fall!

Read More ›

Total Records Found: 28    Viewing Page of 3        


Join SIFMA

Learn How ›



Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

View Events For:






Securities Industry and Financial Markets Association (SIFMA) Logo

Market Data