Events



Featured Events

FATCA Policy Symposium 2014

October 6-7, 2014

City Club of Washington, DC

The FATCA Policy Symposium will give participants an opportunity to hear from and interact with key government officials on topics of interest to U.S. and foreign bank executives involved in the FATCA implementation process.

Securities Financing Transactions 2014

Tuesday, October 07, 2014

SIFMA Conference Center, New York, NY

SIFMA will host leading industry experts – bringing the buy- and sell-sides together – to present an overview of the SFT market and regulatory landscape.

Ethics Seminar 2014

Tuesday, October 28, 2014

SIFMA Conference Center, New York, NY

Top industry professionals will discuss a range of topics, including: the SEC and CFTC ethics rules, internal investigations, privilege issues, client relationships, and much more.

AICPA and SIFMA Financial Management Society Conference on the Securities Industry 2014

October 29-30, 2014

New York Law School, New York, NY

Hear from regulators and industry experts on the latest accounting, auditing and financial regulatory developments impacting securities firms. Gain access to in-depth analysis and thought provoking Q&A sessions.

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IAS Audit Report Writing Seminar - September 2014

Take an Audit Report Writing course with Anthony Palma, AMP at Citigroup to sharpen your report writing skills. This limited availability course will provide feedback on your writing and includes a course textbook.

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IAS IT Audit Directors Roundtable 2014

The Internal Auditors Society will have an IT Audit Directors Roundtable on September 9, 2014 focused on Business Continuity: Challenges in a Changing Regulatory Environment. Join Nazir Vellani and Luke Miller of Ernst & Young to hear more.

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AMG Derivatives Conference 2014

This full-day comprehensive program will provide insight from various perspectives on both the US and global derivatives market.

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CAS Tax Seminar - September 2014

Join the SIFMA Corporate Actions Section for the 2014 Annual Tax Seminar, where you can get industry updates on cost basis, DTCC, FATCA, Globe Tax, IRPAC and more. Webinar is also available for this program.

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Compliance & Legal Society Charlotte Regional Seminar 2014

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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Advanced Muni Bond School - September 22

Join us for an innovative and informative program that guarantees your success and increases your industry knowledge while separating yourself from your peers.

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Advanced Muni Bond School - September 29

Join us for an innovative and informative program that guarantees your success and increases your industry knowledge while separating yourself from your peers.

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Senior Investors Forum 2014 – Serving the Needs of Our Aging Investors

During this collaborative event, participate in discussions with regulators on the current and emerging regulatory landscape and work to develop policy solutions.

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Compliance & Legal Society New York Regional Seminar

SIFMA's Compliance & Legal Society New York Regional seminar will feature presentations by leading securities regulators and industry professionals.

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CAT Fall Seminar 2014

Join the CAT for their annual Fall Seminar at Pershing in Lake Mary, FL. Topics covered include a DTCC Update, ACAT Industry Best Practices, Non-Margin Debits, Mutual Fund Transfers, Cost Basis and Shortened Current ACAT Cycle.

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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