Events



Featured Events

Compliance & Legal Society San Francisco Regional Seminar 2014

Wednesday, August 06, 2014

San Francisco, CA

This one day program features discussions on the changing face of AML, the SEC & FINRA exam priorities and more.

Social Media Seminar - October 2014

Thursday, October 23, 2014

SIFMA Conference Center, New York City, New York

Coming back to New York from the west coast, this one-day event brings together experts across multiple fields to further explore the increasingly important issues our industry faces in light of the rapidly changing and growing tools of social media.

Complex Products Forum 2014

Wednesday, October 29, 2014

New York, NY

The Complex Products Forum is a collaborative event that brings together regulators, distributors, and manufacturers to discuss the issues, challenges, and opportunities related to the sale of complex products to retail investors.

2014 Diversity Conference

November 13-14, 2014

St. Louis, MO

SIFMA's annual Diversity and Inclusion Conference brings together industry leaders to share perspectives on ways to advance Diversity and Inclusion as a crucial ingredient in achieving an organization's priorities and meeting the needs of clients as well as employees.

Upcoming Events

Search by:

  • Enter Search Term Here:
  • Enter ›

Show Events for:


  • Show ›

SIFMA Consolidated Audit Trail Bidder Summit 2014

SIFMA will host a Consolidated Audit Trail (CAT) Bidder Summit to provide a forum for the active CAT bidders to publicly share key concepts of their respective CAT proposals with the industry.

Read More ›

Compliance & Legal Society San Francisco Regional Seminar 2014

This one day program features discussions on the changing face of AML, the SEC & FINRA exam priorities and more.

Read More ›

AMF Buy-Side Academy - T+2 Settlement Cycle in Europe

SIFMA's Asset Managers Forum will host the next Buy-Side Academy on Monday, August 18, focusing on the operational impact of moving to a T+2 settlement cycle in Europe, which will be effective October 6, 2014.

Read More ›

IAS Audit Report Writing Seminar - September 2014

Take an Audit Report Writing course with Anthony Palma, AMP at Citigroup to sharpen your report writing skills. This limited availability course will provide feedback on your writing and includes a course textbook.

Read More ›

IAS IT Audit Directors Roundtable 2014

The Internal Auditors Society will have an IT Audit Directors Roundtable on September 9, 2014 focused on Business Continuity: Challenges in a Changing Regulatory Environment. Join Nazir Vellani and Luke Miller of Ernst & Young to hear more.

Read More ›

AMG Derivatives Conference 2014

This full-day comprehensive program will provide insight from various perspectives on both the US and global derivatives market.

Read More ›

CAS Tax Seminar - September 2014

Join the SIFMA Corporate Actions Section for the 2014 Annual Tax Seminar, where you can get industry updates on cost basis, DTCC, FATCA, Globe Tax, IRPAC and more. Webinar is also available for this program.

Read More ›

Compliance & Legal Society Charlotte Regional Seminar 2014

This one day seminar will feature presentations by leading securities regulators and industry professionals.

Read More ›

Social Media Seminar - October 2014

Coming back to New York from the west coast, this one-day event brings together experts across multiple fields to further explore the increasingly important issues our industry faces in light of the rapidly changing and growing tools of social media.

Read More ›

Ethics Seminar 2014

Top industry professionals will discuss a range of topics, including: the SEC and CFTC ethics rules, internal investigations, privilege issues, client relationships, and much more.

Read More ›

Total Records Found: 23    Viewing Page of 3        


Join SIFMA

Learn How ›





Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

View Events For:




Securities Industry and Financial Markets Association (SIFMA) Logo