Events



Featured Events

AML Seminar 2016

Monday, September 12, 2016

SIFMA Conference Center, New York, NY

Join us on September 12, 2016 to discuss FinCEN’s long-awaited customer due diligence rule.

Senior Investor Protection Regional Workshop 2016

Wednesday, September 21, 2016

Raymond James Financial, Inc. Headquarters, St. Petersburg, FL

During this interactive event, attendees will have the opportunity to take a deeper-dive into the causes of cognitive decline, learn how to identify decline and exploitation, brainstorm actions to better protect their clients, and better understand the reporting process for suspected financial abuse. 

13th Annual Global Corporate Actions Forum

Thursday, October 06, 2016

Boston Marriott Copley Place, Boston, MA

Join us in Boston for a full day forum covering hot topics in corporate actions, including tax, shortened settlement cycle, transfer agency, shareholder communications, and a regulatory panel.

AICPA and SIFMA Financial Management Society Conference on the Securities Industry 2016

October 19-20, 2016

New York Law School, New York, NY

The National Conference on the Securities Industry, hosted by the American Institute of CPAs (AICPA) and SIFMA's Financial Management Society, provides essential updates on evolving securities regulations and compliance requirements.

Upcoming Events

Search by:

  • Enter Search Term Here:
  • Enter ›

Show Events for:


  • Show ›

AML Seminar 2016

Join us on September 12, 2016 to discuss FinCEN’s long-awaited customer due diligence rule.

Read More ›

C&L Society Monthly Luncheon - September 2016

Join us at the monthly luncheon featuring Insights from the Supreme Court’s Affirmative Action Case Fisher v UT Austin.  

Read More ›

IAS Women in Internal Audit 2016

This unique event will bring together women of all ages in the industry to discuss the challenges and opportunities working women and mothers face balancing personal and professional goals.  

 

Read More ›

What Municipal Analysts Need to Know about Governmental Accounting

This session will provide in-depth instruction on the rules that state and local governments follow when accounting for and reporting their finances in audited financial reports. The session is ideal for relatively new analysts, and for experienced analysts looking for a refresher, to learn about the latest accounting requirements. 

Read More ›

Brexit - Implications for the Financial Services Industry

This event will bring together industry representatives and policy experts to examine and assess the potential implications for the future of the industry and for how firms operate transatlantically.  

 

Read More ›

FMS Fundamentals of Futures Training

Learn the fundamentals of how a future is traded at this afternoon event, followed by a networking reception. Eligible for 2 CPE credits. 

Read More ›

C&L Society Toronto Breakfast 2016

Join the SIFMA Compliance & Legal Society, in conjunction with Barclays and BMO Capital Markets, for their first event in Canada!

 

Read More ›

CAS Tax Seminar 2016

Mark Your Calendar for the CAS Annual Tax Seminar, taking place at the SIFMA Conference Center on September 16th. Details to come! 

Read More ›

C&L Society Charlotte Regional Seminar 2016

This one day seminar will feature presentations by leading securities regulators and industry professionals. 

Read More ›

IAS Education Seminar 2016

Join your colleagues for this annual IAS Education Seminar followed by a Networking Reception!  

Read More ›

Total Records Found: 42    Viewing Page of 5        


Join SIFMA

Learn How ›



Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

View Events For:






SIFMA Conference Center

Take your meeting to the next level – let us host your next event! Featuring six multi-functional rooms and two foyers, the SIFMA Conference Center, situated at the heart of New York's Financial District, is the perfect location for your meeting needs.

   

Questions

Office of Member Engagement
212.313.1150

 

Conferences and Events
212.313.1000

 

Other Inquiries

 
Securities Industry and Financial Markets Association (SIFMA) Logo

Market Data