Events



Featured Events

Compliance and Legal Society Annual Seminar 2015

March 15-18, 2015

JW Marriott Desert Ridge, Phoenix, AZ

The SIFMA C&L Society's 47th Annual Seminar is the premier event for financial services compliance and legal professionals, and features over 65 informative panels. Don't miss your opportunity to engage with leading experts and discuss the latest regulatory developments and industry trends.

Private Client Conference 2015

April 7-8, 2015

Westin Michigan Avenue Chicago, Chicago, IL

The SIFMA Private Client Conference is North America’s leading event designed specifically for financial professionals who deliver a full range of financial solutions to individual investors.

Equity Market Structure Conference 2015

Thursday, May 07, 2015

Grand Hyatt, New York, NY

The 16th Annual SIFMA Equity Market Structure Conference is a one-stop resource for updates from the industry's leading experts on today's markets and the ever-evolving regulatory framework that guides them.

Next Generation of Financial Advisors Seminar

Wednesday, May 20, 2015

SIFMA Conference Center, New York, NY

The Next Generation of Financial Advisors Seminar will provide a forum to discuss the numerous opportunities to recruit and train the next generation of financial advisors.

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Insurance and Risk Linked Securities Conference 2015

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2015) will feature industry experts, sponsors and institutional investors discussing this growing and evolving market place, product design and innovation, and emerging trends.

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FMS Fundamental Training: Net Capital and Customer Protection

Join the FMS for a fundamental training seminar covering net capital, customer protection, broker-dealer financial responsibility rules, and more. This event is CPE eligible.

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Securities Industry Institute 2015

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals.

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Compliance and Legal Society Annual Seminar 2015

The SIFMA C&L Society's 47th Annual Seminar is the premier event for financial services compliance and legal professionals, and features over 65 informative panels. Don't miss your opportunity to engage with leading experts and discuss the latest regulatory developments and industry trends.

Read More ›

CAS DTCC Educational Seminar

Join the CAS for their annual DTCC Educational Seminar, which will cover industry topics like operational challenges, shortened settlement cycle T+2, tax update and corporate actions transformation update.

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Private Client Conference 2015

The SIFMA Private Client Conference is North America’s leading event designed specifically for financial professionals who deliver a full range of financial solutions to individual investors.

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Operations Conference and Exhibition 2015

Join us for Ops 2015, the trusted resource for Broker-Dealers and Asset Managers on the evolution of operations, regulation, and implementation strategies.

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Equity Market Structure Conference 2015

The 16th Annual SIFMA Equity Market Structure Conference is a one-stop resource for updates from the industry's leading experts on today's markets and the ever-evolving regulatory framework that guides them.

Read More ›

Next Generation of Financial Advisors Seminar

The Next Generation of Financial Advisors Seminar will provide a forum to discuss the numerous opportunities to recruit and train the next generation of financial advisors.

Read More ›

CHC Awards Reception 2015

SIFMA and the SIFMA Foundation will recognize the Top 10 teams of this year's Capitol Hill Challenge at an Awards Reception in their honor on June 17, 2015.

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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