Events



Featured Events

Anti-Money Laundering and Financial Crimes Conference 2015

February 24-25, 2015

New York Marriott Marquis, New York, NY

Now in its 15th year, this is the only conference in the AML space tailored to broker-dealers and other members of the securities industry.

Social Media Seminar 2015

Thursday, February 26, 2015

Charles Schwab Conference Center, San Francisco, CA

SIFMA's popular Social Media Seminar is coming back to the West Coast. Join us for this full day Seminar that brings together experts from across multiple fields to further explore the important issues facing our industry in light of the rapidly changing and growing tools of social media.

FINRA Disciplinary Hearings Forum

Thursday, February 12, 2015

SIFMA Conference Center, New York, NY

SIFMA’s FINRA Disciplinary Hearings Forum is a half-day interactive program that will provide valuable insights and practice tips both for lawyers experienced in FINRA proceedings and those new to the forum.

Insurance and Risk Linked Securities Conference 2015

March 3-4, 2015

Grand Hyatt, New York, NY

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2015) will feature industry experts, sponsors and institutional investors discussing this growing and evolving market place, product design and innovation, and emerging trends.

Upcoming Events

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IAS Regulatory Update Seminar - Dec 2014

 Join the IAS for a Regulatory Update to hear from FINRA, the SEC and updates on Anti-Money Laundering and Current Compliance Issues. This seminar is now available via webinar!

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FIA and SIFMA Asset Management Derivatives Forum 2015

FIA and SIFMA Asset Management Group are hosting a comprehensive review of the most critical derivatives issues facing the buy-side. With international regulation of the derivatives markets heating up, new leadership in place at the derivatives regulators and the one-year anniversary of mandatory swap trade execution approaching, challenges to trading in the global swaps markets remain.

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FINRA Disciplinary Hearings Forum

SIFMA’s FINRA Disciplinary Hearings Forum is a half-day interactive program that will provide valuable insights and practice tips both for lawyers experienced in FINRA proceedings and those new to the forum.

Read More ›

Anti-Money Laundering and Financial Crimes Conference 2015

Now in its 15th year, this is the only conference in the AML space tailored to broker-dealers and other members of the securities industry.

Read More ›

Social Media Seminar 2015

SIFMA's popular Social Media Seminar is coming back to the West Coast. Join us for this full day Seminar that brings together experts from across multiple fields to further explore the important issues facing our industry in light of the rapidly changing and growing tools of social media.

Read More ›

Insurance and Risk Linked Securities Conference 2015

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2015) will feature industry experts, sponsors and institutional investors discussing this growing and evolving market place, product design and innovation, and emerging trends.

Read More ›

Securities Industry Institute 2015

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals.

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Compliance and Legal Society Annual Seminar 2015

The SIFMA C&L Society's 47th Annual Seminar is the premier event for financial services compliance and legal professionals, and features over 65 informative panels. Don't miss your opportunity to engage with leading experts and discuss the latest regulatory developments and industry trends.

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Private Client Conference 2015

The SIFMA Private Client Conference is North America’s leading event designed specifically for financial professionals who deliver a full range of financial solutions to individual investors.

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Operations Conference and Exhibition 2015

Save the Date - New location!

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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