Tuesday, June 04, 2013
Washington, DC
This one-day conference will feature thought leaders, regulators, and industry executives on the macro-prudential policy framework and will examine the current issues as well as the role of the regulation in the financial services industry.
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June 5-7, 2013
Chicago, IL
This world-class event is a must-attend for financial professionals serving the securities industry. FMS Regional 2013 is an exciting opportunity to earn CPE credits, obtain the latest industry information and network with your peers.
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Wednesday, June 05, 2013
The Hilton Frontenac
This one day seminar will feature presentations by leading securities regulators and industry professionals.
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Wednesday, June 05, 2013
San Francisco, CA
SIFMA will travel to San Francisco for presentation a by MSRB Regulation staff of their most pressing rulemaking initiatives including: duties of underwriters to issuers; retail order periods; bond ballot initiatives and Rule G-37; and more.
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Thursday, June 13, 2013
Tampa, FL
Senior DTC and Industry Leaders will lead conversations in an interactive format at a full-day operations event in Tampa, Florida.
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June 18-19, 2013
Hilton New York, New York, NY
Join us in 2013 for critical updates and expert outlooks that will help you achieve a technological infrastructure that facilitates operating efficiency and promotes sound risk management.
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Wednesday, June 19, 2013
New York, NY
Join us for practical insights into handling business, operations and technology changes as many new rules and regulations take effect in various markets.
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Thursday, June 20, 2013
SIFMA Conference Center, New York, NY
Thursday, June 20, 2013
San Francisco, CA
Join the SIFMA CMS in beautiful San Francisco for our Annual conference and update.
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Thursday, June 27, 2013
Webinar
In this follow-up SIFMA webinar scheduled for June 27, Dr. Tiffany will turn attention to both the seizing and transforming aspects of the Dynamic Capabilities model.
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