Wednesday, May 16, 2012
New York, NY
SIFMA and Cleary Gottlieb Steen & Hamilton LLP are pleased to announce a half-day workshop:
“External Business Conduct Standards: Practical Insights for Adapting to Title VII Regulatory Requirements”
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Thursday, May 17, 2012
New York, NY
Join us for our May Dinner at Bayard's featuring John Fennel, Senior Vice President, Risk Management & Treasury Operations at The Options Clearing Corporation (OCC).Save
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Wednesday, May 23, 2012
New York, NY
Don't miss this opportunity to gain invaluable insights from your peers in the industry regarding the implementation phase of the many regulations that we are now entering into.
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June 5-7, 2012
Wyndham, Chicago IL
This world-class event is a must-attend for financial and audit professionals serving the securities industry.
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Wednesday, June 13, 2012
Chicago, IL
Please join us as we welcome staff members from the MSRB, IRS, SIFMA and the Financial Industry Regulatory Authority (FINRA) as they discuss current rulemaking initiatives of the regulators, as well as current compliance and enforcement priorities.
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Wednesday, June 13, 2012
St. Louis, MO
We cordially invite you to attend the SIFMA Compliance & Legal Society St. Louis Regional Seminar to be held at the Ritz Carlton on Wednesday, June 13th, 2012. This one day seminar will feature presentations by leading securities regulators and industry professionals.
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Thursday, June 14, 2012
Chicago, IL
Join us at a conference highlighting key industry and regulatory trends effecting the credit and margin industry.
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SIFMA Compliance and Legal Society - Monthly Luncheon June 2012
Tuesday, June 19, 2012
New York, NY
June 19-20, 2012
New York, NY
Come learn about the practical roadmaps of how to get automated, reduce systemic risk and increase operational efficiency, by using tools available in the industry today.
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June 19-21, 2012
Hilton, New York, NY
All new for 2012! The industry's premier technology event explores demanding business environment and new regulations. New program features industry-leading speakers, and a redesigned Exhibit Hall.
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