Events



Featured Events

Muni Advisor Regulation - Implementation and Registration

Friday, May 09, 2014

SIFMA Conference Center, New York, NY

This half-day seminar will also be useful to municipal entities and obligated persons who are seeking advice from, or to do principal transactions with, financial services firms.

SIFMA Tech 2014

June 17-18, 2014

New York, NY

Join over 2,500 participants to explore the role of technology in financial services and how it is evolving to help firms respond to the rapidly changing regulatory and market environment.

Compliance & Legal Society St. Louis Regional Seminar 2014

Tuesday, June 03, 2014

St. Louis, MO

This one day seminar will feature presentations by leading securities regulators and industry professionals.

FMS Regional Conference 2014

June 11-13, 2014

Chicago, IL

The SIFMA Financial Management Society's (FMS) Regional Conference offers a comprehensive program, designed specifically for financial managers and auditors serving the securities industry.

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Municipal Bond School 2014 - April 23

Topic: Municipals Today

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FS-ISAC Overview Briefing for SIFMA Members - April 2014

Learn how FS-ISAC is utilized to combat the latest attacks and threats, including detailed operational best practices around mitigation strategies.

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Operations Conference and Exhibition 2014

The 2014 conference will focus on the reforms and operational resiliency that are designed to strengthen the financial markets infrastructure.

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Municipal Bond School 2014 - April 29

Topic: Market Strategy

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FMS Fundamentals of the Customer Protection Rule and the New PAB Requirements

Hear about the fundamentals of the customer protection rule, introduction of the PAB calculation and an overview of audit considerations for customer protection from industry participants.

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AMF Asset Management Operations Session 2014

The Asset Managers Forum is hosting a half-day session on April 30th at the 2014 SIFMA Operations Conference & Exhibition in Boca Raton, Florida.

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IAS Regulatory Update Seminar - May 2014

Join us for this half day event to hear regulatory updates on subjects from new broker-dealer regulatory requirements, cyber security, FINRA regulatory and examination priorities and the Volcker Rule.

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Municipal Bond School 2014 - Networking Night

Municipal Bond School students: Join us downstairs at the Park Avenue Tavern; diplomas certificates will be awarded.

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FS-ISAC Overview Briefing for SIFMA Members - May 2014

Learn how FS-ISAC is utilized to combat the latest attacks and threats, including detailed operational best practices around mitigation strategies.

Read More ›

Muni Advisor Regulation - Implementation and Registration

This half-day seminar will also be useful to municipal entities and obligated persons who are seeking advice from, or to do principal transactions with, financial services firms.

Read More ›

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Professional Society Events

SIFMA Professional Societies meet regularly to network and share best practices.

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