Events



Featured Events

Ethics Seminar 2014

Tuesday, October 28, 2014

SIFMA Conference Center, New York, NY

Top industry professionals will discuss a range of topics, including: the SEC and CFTC ethics rules, internal investigations, privilege issues, client relationships, and much more.

Compliance & Legal Society San Francisco Regional Seminar 2014

Wednesday, August 06, 2014

San Francisco, CA

This one day program features discussions on the changing face of AML, the SEC & FINRA exam priorities and more.

AMF Buy-Side Academy - T+2 Settlement Cycle in Europe

Monday, August 18, 2014

SIFMA Conference Center, New York, NY

SIFMA's Asset Managers Forum will host the next Buy-Side Academy on Monday, August 18, focusing on the operational impact of moving to a T+2 settlement cycle in Europe, which will be effective October 6, 2014.

Complex Products Forum 2014

Wednesday, October 29, 2014

New York, NY

The Complex Products Forum is a collaborative event that brings together regulators, distributors, and manufacturers to discuss the issues, challenges, and opportunities related to the sale of complex products to retail investors.

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Compliance & Legal Society San Francisco Regional Seminar 2014

This one day program features discussions on the changing face of AML, the SEC & FINRA exam priorities and more.

Read More ›

AMF Buy-Side Academy - T+2 Settlement Cycle in Europe

SIFMA's Asset Managers Forum will host the next Buy-Side Academy on Monday, August 18, focusing on the operational impact of moving to a T+2 settlement cycle in Europe, which will be effective October 6, 2014.

Read More ›

IAS Audit Report Writing Seminar - September 2014

Take an Audit Report Writing course with Anthony Palma, AMP at Citigroup to sharpen your report writing skills. This limited availability course will provide feedback on your writing and includes a course textbook.

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IAS IT Audit Directors Roundtable 2014

The Internal Auditors Society will have an IT Audit Directors Roundtable on September 9, 2014 focused on Business Continuity: Challenges in a Changing Regulatory Environment. Join Nazir Vellani and Luke Miller of Ernst & Young to hear more.

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AMG Derivatives Conference 2014

This full-day comprehensive program will provide insight from various perspectives on both the US and global derivatives market.

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CAS Tax Seminar - September 2014

Join the SIFMA Corporate Actions Section for the 2014 Annual Tax Seminar, where you can get industry updates on cost basis, DTCC, FATCA, Globe Tax, IRPAC and more. Webinar is also available for this program.

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Compliance & Legal Society Charlotte Regional Seminar 2014

This one day seminar will feature presentations by leading securities regulators and industry professionals.

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Senior Investors Forum 2014 – Serving the Needs of Our Aging Investors

During this collaborative event, participate in discussions with regulators on the current and emerging regulatory landscape and work to develop policy solutions.

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Compliance & Legal Society New York Regional Seminar

SIFMA's Compliance & Legal Society New York Regional seminar will feature presentations by leading securities regulators and industry professionals.

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FATCA Policy Symposium 2014

The FATCA Policy Symposium will give participants an opportunity to hear from and interact with key government officials on topics of interest to U.S. and foreign bank executives involved in the FATCA implementation process.

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SIFMA Professional Societies meet regularly to network and share best practices.

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