Events



Featured Events

T2 Settlement Conference 2017

Wednesday, March 29, 2017

New York Marriott Downtown

Join us for a deep dive into the next phase of the industry's migration to T+2. This full day conference will analyze and discuss the behavioral, systems, operational and regulatory changes necessary to meet the T+2 implementation date of September 5th.

Private Client Conference 2017

April 5-7, 2017

The Westin Kierland, Scottsdale, AZ

This conference convenes leaders from across the private wealth management industry to examine the most topical issues facing the business.

Securitization Spotlight Session - FINRA Rule 4210 Implementation 2017

Wednesday, April 19, 2017

SIFMA Conference Center, New York, NY

Join SIFMA for a Securitization Spotlight Session on April 19 to review how critical aspects of the rule are affecting business almost a year into the implementation process.  

2017 Operations Conference and Exhibition

May 8-11, 2017

Boca Raton, Florida

Whether your focus in Operations is Leadership Management, Information Technology, Risk Management, Legal and Compliance, or Clearance and Settlement, SIFMA's 44th annual Operations Conference and Exhibition delivers a comprehensive program tailored to the critical role you perform.

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T2 Settlement Conference 2017

Join us for a deep dive into the next phase of the industry's migration to T+2. This full day conference will analyze and discuss the behavioral, systems, operational and regulatory changes necessary to meet the T+2 implementation date of September 5th.

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FMS Fundamental Training: Net Capital and Customer Protection 2017

Join the FMS for the annual Net Capital & Customer Protection session, followed by a networking reception. Eligible for 3 CPE credits. 

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MiFID II Seminar

The revision of the European Union’s Markets in Financial Instruments Directive (MiFID II) is expected to go into effect in January 2018. This rule will significantly change the way broker dealers and asset managers comply with cross-border business requirements in Europe – especially in the area of payment for research. Join us to discuss the key considerations of the framework for unbundling and the implications for cross border research.

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Private Client Conference 2017

This conference convenes leaders from across the private wealth management industry to examine the most topical issues facing the business.

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GFMA LEI Update Webinar 2017

This Webinar will bring you up-to-date on the continued expansion of the global Legal Entity Identifier (LEI) system. Under new LEI Regulatory Oversight Committee (ROC) guidelines, LEI Local Operating Units (LOU) will start the collection of data on the direct and ultimate parents of legal entities beginning 1 May, 2017.  

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Securitization Spotlight Session - FINRA Rule 4210 Implementation 2017

Join SIFMA for a Securitization Spotlight Session on April 19 to review how critical aspects of the rule are affecting business almost a year into the implementation process.  

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Canada-US Securities Summit 2017

This half-day event convenes experts from Canada and the United States to discuss key economic, regulatory and political issues in the North American capital markets. The program will include perspectives on the agenda of the new U.S. administration and its potential implications for the long-held ties between the two nations.

 

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IAS & IIA Internal Audit Leadership & Development Panel

Join the SIFMA IAS and the IIA with the Women’s Initiative in Toronto for a panel on audit leadership and development. Hear about how to build resource models, cultivate leadership, retain talent, and more from top audit professionals!  

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Equity Market Structure Conference 2017

SIFMA Equity Market Structure Conference is a one-stop resource for updates from the industry’s leading experts on today’s markets and the ever-evolving regulatory framework that guides them. 

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Fixed Income Market Structure Seminar 2017

SIFMA’s Fixed Income Market Structure Seminar brings together market participants and policymakers for a half-day discussion to address the key questions and issues emerging from significant changes in fixed income market structure. 

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SIFMA Conference Center

Take your meeting to the next level – let us host your next event! Featuring six multi-functional rooms and two foyers, the SIFMA Conference Center, situated at the heart of New York's Financial District, is the perfect location for your meeting needs.

   

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