Events



Featured Events

Social Media & Digital Marketing Seminar 2017

Thursday, February 23, 2017

The Schwab Conference Center, San Francisco, CA

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

2017 Insurance and Risk Linked Securities Conference

February 26-28, 2017

Eden Roc, Miami Beach, FL

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2017) features industry experts, sponsors and institutional investors discussing this evolving marketplace, product design and innovation, and emerging trends. Join us for diverse and interactive discussions with dynamic and thought-provoking speakers. 

T2 Settlement Conference 2017

Wednesday, March 29, 2017

New York Marriott Downtown

Join us for a deep dive into the next phase of the industry's migration to T+2. This full day conference will analyze and discuss the behavioral, systems, operational and regulatory changes necessary to meet the T+2 implementation date of September 5th.

2017 Operations Conference and Exhibition

May 8-11, 2017

Boca Raton, Florida

Whether your focus in Operations is Leadership Management, Information Technology, Risk Management, Legal and Compliance, or Clearance and Settlement, SIFMA's 44th annual Operations Conference and Exhibition delivers a comprehensive program tailored to the critical role you perform.

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Social Media & Digital Marketing Seminar 2017

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. 

Read More ›

2017 Insurance and Risk Linked Securities Conference

The SIFMA Insurance- and Risk-Linked Securities Conference (IRLS 2017) features industry experts, sponsors and institutional investors discussing this evolving marketplace, product design and innovation, and emerging trends. Join us for diverse and interactive discussions with dynamic and thought-provoking speakers. 

Read More ›

C&L Society Salt Lake City Breakfast 2017

Hear from both regulators and practitioners on the latest developments in the compliance and legal industry during this half-day morning seminar.

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Securities Industry Institute (SII) 2017

The Securities Industry Institute® (SII) is the premier executive development program for financial services professionals. For more than 65 years, SIFMA and The Wharton School of The University of Pennsylvania have partnered to equip SII participants with practical information, ideas and answers directly applicable to their present and future responsibilities.  

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CAS DTCC Seminar - March 2017

Join the Corporate Actions Section for the annual DTCC Seminar to hear about T+2, Operational Challenges, a Tax Update and Corporate Actions Transformation Update. 

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C&L 2017 Annual Seminar

The SIFMA Compliance & Legal Society Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry.

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IAS Internal Audit Training Seminar 2017

T2 Settlement Conference 2017

Join us for a deep dive into the next phase of the industry's migration to T+2. This full day conference will analyze and discuss the behavioral, systems, operational and regulatory changes necessary to meet the T+2 implementation date of September 5th.

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FMS Fundamental Training: Net Capital and Customer Protection(1)

Join the FMS for the annual Net Capital & Customer Protection session, followed by a networking reception. Eligible for 3 CPE credits. 

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MiFID II Seminar

The revision of the European Union’s Markets in Financial Instruments Directive (MiFID II) is expected to go into effect in January 2018. This rule will significantly change the way broker dealers and asset managers comply with cross-border business requirements in Europe – especially in the area of payment for research. Join us to discuss the key considerations of the framework for unbundling and the implications for cross border research.

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