Welcome to SIFMA’s Proxy Resource Center.
As a shareholder, you are part-owner of a company and that company’s management has a responsibility to be accountable to you. You have an important voice in influencing policies that impact shareholder value, the culture of the company and the effect the company has on the world around it.
On behalf of the financial services industry, the underwriters for public companies in the financial markets, SIFMA is proud to offer this comprehensive guide to the proxy election process on the importance of the individual investors’ participation.
Learn How ›
The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.
Know the terms.Understand the industry.
View the industry’s efforts to improve the proxy process ›
View and download data from SIFMA’s interactive database, including top municipal, corporate and equity issuers, securities industry employment and more.
From in-school visits to field trip hosting, financial professionals nationwide are committing their time and talent to Invest It Forward.
Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.