Vendor Information
Broadridge is the largest processor and provider of shareholder communications in the U.S. and Canada. With more than 50 years of World Class Service, experience and reliability, Broadridge offers proxy processing solutions that: Reduce your expenses; Help you satisfy NYSE and SEC regulations; Reduce your involvement in the administration of the proxy process; Ensure 99.9% vote accuracy; and Give investors the choice to vote through the internet, telephone and mail. Broadridge significantly reduces expenses by eliminating over 25% of mailed communications through sophisticated householding, exception processing and electronic delivery capabilities. Our proxy solution is fully integrated with our other services, including reorganization communications, e-delivery and document management - creating a truly seamless and comprehensive proxy processing and investor communication outsource solution.
Contact: John Keegan, Broadridge Financial Solutions, Inc., One Park Avenue, 14 th Floor New York , NY 10016 . . . 212.918.6959 . . . john.keegan@broadridge.com . . . www.broadridge.com
Compliance Reporter is the only news-breaking source that exclusively covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions from entities such as the National Association of Securities Dealers, the Securities and Exchange Commission, the U.S. Court of Appeals and state regulatory agencies. For a free trial go to www.compliancereporter.com. For more information please call 800.715.9195.
Situated in the heart of Wall Street lives a company that has been on the cutting edge of the financial technology industry for the past 40 years. Specializing in custom designed, state-of-the-art front-office and back-office systems, The Davidsohn Group has developed one of the largest libraries of financial software in the world. We offer fully integrated software in multi-currency/multi-firm systems with real-time and global capabilities. A unique modular approach to software implementation allows our systems to adapt to changing client needs in a cost-effective manner. A dedicated staff of managers and technicians, experienced in all aspects of the financial industry, stand ready to serve your needs.
Contact: Joseph Davidsohn, Vice President of Marketing and Sales, The Davidsohn Group, 55 Broad Street, 26th Floor, New York, NY 10004 . . . 212.208.0100 . . . jdavidsohn@dgny.com . . . http://www.davidsohn.com/
Operations Management is the only news-breaking source that exclusively covers back-office issues of broker/dealers, investment adviser firms and custodian banks. The publication covers U.S. and international firms providing insights into securities operations around the globe. Written for operations professionals, the newsletter will keep senior executives abreast of the latest operations news. For a free trial go to www.operationsmanagement.com. For more information please call 800.715.9195.
Swingvote is a full service outsource provider of shareholder communications services for banks, brokerage firms and institutional investors. Our services include: Proxy Delivery and Voting; Corporate Actions Notification and Fulfillment; Prospectus Delivery; and eSolicitation, Swingvote’s patented technology. We’ve combined innovative technology and world class partners to give voters better tools; intermediaries enhanced controls; and companies improved communication with their shareholders. Our electronic delivery platform not only integrates educational content with intuitive tools to empower the retail voter but also provides operations professionals with a toolset to monitor every function in the distribution and voting process. eSolicitation provides Issuers and Solicitors a revolutionary new method to communicate with their street name shareholders. Our patented multi-media technology allows issuers to speak to their shareholders at the moment of decision by embedding a targeted message into the electronic ballot at the proposal level.
Contact: Forrest Simmons, Senior Vice President National Sales, Swingvote, Inc., 950 E. Paces Ferry Road, Suite 2175, Atlanta, GA 30326 . . . 404.812.0700 . . . fsimmons@swingvote.com . . . www.swingvote.com