Media partners

Compliance Reporter is the only news-breaking source that exclusively covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions from entities such as the National Association of Securities Dealers, the Securities and Exchange Commission, the U.S. Court of Appeals and state regulatory agencies. For a free trial go to www.compliancereporter.com. For more information please call 800.715.9195.

 

Operations Management is the only news-breaking source that exclusively covers back-office issues of broker/dealers, investment adviser firms and custodian banks. The publication covers U.S. and international firms providing insights into securities operations around the globe. Written for operations professionals, the newsletter will keep senior executives abreast of the latest operations news. For a free trial go to www.operationsmanagement.com. For more information please call 800.715.9195.

 

Each week, Securities Industry News provides readers with unparalleled insight into the technological, operational and regulatory infrastructure driving the securities business. By reporting on the key events, issues and trends facing buy and sell-side users of technology, processing and execution services, Securities Industry News defines "What Makes Markets."

Securities Industry News delivers the most comprehensive mix of news, analysis, features and perspectives designed to encapsulate the most up-to-date industry agenda as it evolves from week to week. Securities Industry News focuses on issues such as Automated Trading, Clearing & Settlement, Exchanges, Market Structure, Regulations & Compliance, Straight-Through Processing, Technology & Telecommunications.

 

Please contact Lauren Laino, Director of Marketing at 212.618.0531 if you are interested in becoming a Media Partner.