Presentation

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Overall OFAC Compliance Program

Karen Buck Burgess (PDF)
Senior Advisor
Office of Compliance Inspections and Examinations
US Securities and Exchange Commission

OFAC Screening

Gerard W. LiVigni (PDF)
Senior Compliance Officer
Office of Foreign Assets Control
US Department of the Treasury

OFAC’s Application to Investment Banking and Activities Conducted Outside the U.S.

Moderator:

Betty Santangelo
Partner
Schulte Roth & Zabel LLP

Panel:

Emily M. Clay
Chief of Special Licensing
Office of Foreign Assets Control
US Department of the Treasury

Serena Moe
Director, Forensic and Dispute Services
Deloitte Financial Advisory Services LLP

Meg Zucker
Executive Director
Global Anti-Money Laundering Group
Morgan Stanley 		View PDF