SIFMA's Institutional Brokerage Conference attracts over 350 industry professionals responsible for buy-side and sell-side trading, institutional sales, and research. Don’t miss your chance to hear leading business and regulatory experts address current issues impacting the marketplace, including The Future of Third Party Research, Client Commission Arrangements, Equity Derivatives & the Globalization of the Institutional Equity Business … and much more!

The conference will explore the SEC's examination of client commission arrangements under Section 28(e) of the Securities Exchange Act, how regulatory initiatives are impacting the institutional brokerage business both in the United States and in Great Britain, new products in the equity derivatives marketplace, changes in equity trading, and the future of equity research. Don’t miss out on hearing experts address key issues, including:

• SEC's Focus on Section 28(e)
• Client Commission Arrangements
• The Future for Institutional Equity Trading
• Equity Derivatives: New Products and Future Trends
• Disclosure and Transparency
• European Business Trends and the Impact on the U.S. Market
• Equity Research: Third Party and Proprietary
• Globalization of the Institutional Equity Business
• Legal and Compliance Issues

FEATURED KEYNOTE SPEAKER

U.S. Representative Paul E. Kanjorski (D - PA)
Chairman
Financial Services Subcommittee on Capital Markets,
Insurance and Government Sponsored Enterprises

 

KEYNOTE LUNCHEON ADDRESS

Ron Insana
CNBC Senior Analyst

 

 

Don't miss the opportunity to hear Ron Insana, a senior analyst for CNBC, address the evolving and dynamic equity markets. Mr. Insana will discuss what's driving the volatility and where we are headed. During this career, he has landed exclusive interviews with Presidents Bush and Clinton, and Vice-Presidents Cheney and Gore. He also hosted the first-ever television interviews with every Treasury Secretary since Robert Rubin.

CLICK HERE FOR COMPLETE PROGRAM DETAILS

OTHER SPEAKERS INCLUDE:

• John Meserve, Director, BNY ConvergEx Group & Chairman, SIFMA Institutional Brokerage Committee
• Tom Conigliaro, Managing Director, Equity Products Group, The Goldman Sachs Group, Inc.
• David Grayson, Managing Director, Auerbach Grayson and Company
• Chris Nagy, Managing Director, TD Ameritrade, Inc.
• Bob Plaze, Associate Director, Division of Investment Management, U.S Securities and Exchange Commission
• Amy Reich, Deputy General Counsel and Managing Director, Citi Markets and Banking
• Michael Walinskas, Senior Vice President, Risk Management, The Options Clearing Corporation

Register online now or for more information about registration, please contact Tricia Abate at 212.720.0671.

Who Should Attend
This conference will attract industry professionals responsible for buy-side and sell-side trading, institutional sales, research, investment management, legal and compliance, strategic planning, and business development. This conference brings together business and regulatory leaders to address key issues that will influence and shape the future of the institutional brokerage business.

Sponsorship
For more information about how you can sponsor this premier event, please contact Jeff Freimauer at 212.618.0592.

CLE

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the state of New York. Parts of this program have been approved for CLE credits.

Fee reduction may be available for qualified registrants.