February 01, 2010
SIFMA and Remuneration Working Group of the Association for Financial Markets in Europe (AFME) Comments Re: FSB Thematic Peer Review on Compensation (“Peer Review”).
|
February 01, 2010
The Loan Syndications and Trading Association (“LSTA”) and the Securities Industry and Financial Markets Association (“SIFMA”)Comments to Committee on Rules of Practice and Procedure of the Judicial Conference of the United States Re: Proposed Amendment of Federal Rule of Bankruptcy Procedure 2019.
|
January 28, 2010
SIFMA Comment Letter to SEC Re: Securities Exchange Act Release No. 61168; File No. SR-FINRA-2009-090
|
January 26, 2010
SIFMA Comments Re: Proposed Amendments to Securities Act Rule 163 (File No. S7-30-09).
|
December 14, 2009
SIFMA's Credit Rating Agency Task Force Comments on the Proposed Credit Rating Disclosure Amendments by the SEC
|
December 14, 2009
SIFMA's Credit Rating Agency Task Force Comments to the SEC on the Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933
|
December 08, 2009
SIFMA's CRA Taskforce Comments to the SEC RE: References to Ratings of Nationally Recognized Statistical Rating Organizations; Release Nos. 33-9069, 34-60790, IA-2932, IC-28940; File Nos. S7-17-08, S7-18-08, S7-19-08
|
December 02, 2009
SIFMA Comments to FINRA Regarding Regulatory Notice 09-55, Communications With the Public
|
November 25, 2009
SIFMA Comment Letter to the Board of Governors of the Federal Reserve System Regarding Proposed Guidance On Sound Incentive Compensation Policies (74 FR 55227)
|
October 26, 2009
SIFMA Comments to House Financial Services Committee Re: Investor Protection Act, Section 103 (fiduciary duty).
|
|
