May 12, 2008
SIFMA comment letter to the SEC on the proposed revisions to Regulation S-P, Privacy of Consumer Financial Information and Safeguarding Personal Information.
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May 05, 2008
SIFMA's Capital Markets Committee Letter to SEC regarding a proposed rule change to exempt private issuers from registration under Section 12(g) of the Securities Exchange Act
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April 29, 2008
SIFMA Options Committee Letter to US Options Exchanges on Recommendations for Improving Best Execution Reports for Options Exchanges
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April 25, 2008
SIFMA and ESF comments to the March 2008 IOSCO Technical Committee Consultation Report on the role of Credit Rating Agencies in Structured Finance Markets
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April 24, 2008
Joint trade association comment letter to CESR's publication on 11 April of the first edition of its MIFID Q&A
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April 22, 2008
SIFMA comment letter filed with the MSRB expressed its strong support for proposal to develop website to display information on the results of auctions of auction rate securities
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April 21, 2008
Letters to Moody's Re: Assignment of Global Ratings to Tax-Exempt Municipal Obligations
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April 14, 2008
FSA Consultation Paper: Review of Structure of the Listing Regime
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April 09, 2008
SIFMA letter to FinCEN and the SEC on Recommendations to Enhance the Efficiency and Effectiveness of Anti-Money Laundering Provisions under the USA PATRIOT Act
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April 08, 2008
Joint comments to Federal Reserve Board of Governors Proposed Rule to Amend the Home Mortgage Provisions of Regulation Z, Truth in Lending
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