Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters; this letter focused on the SEC’s proposed requirements for liquidity risk management programs.
See Also:
SIFMA AMG Submits Supplemental Comments to the SEC on Open-End Fund Liquidity Risk Management Programs and Swing Pricing, April 13, 2016
SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis
SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
SIFMA AMG provided comments to the U.S. Commodity Futures Trading Commission (CFTC) on their withdrawal and proposal of a new…
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