Compliance and Legal Society Boston Breakfast
May 13, 2016
- Industry members - $150
Counsel members - $250
Special members - $250
Non-member firms - $450
Regulators - $50
SIFMA's Compliance & Legal Society 2017 Regional Seminars will be held in Boston at the Seaport Hotel and Seaport World Trade Center on June 7th. This one day seminar will feature presentations by leading securities regulators and industry professionals.
The Seaport Hotel and Seaport World Trade Center is located at 1 Seaport Ln, Boston MA 02210.
Topics of Discussion:
- Broker-Dealer & Investment Advisory
- Key Legal and Regulatory Issues
- Asset Management