Compliance and Legal Society Boston Regional Seminar


Compliance and Legal Society Boston Breakfast


May 13, 2016
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  • Industry members$150
    Counsel members$250
    Special members$250
    Non-member firms$450
    Regulators -  $50
Register ›  


SIFMA's Compliance & Legal Society 2017 Regional Seminars will be held in Boston at the Seaport Hotel and Seaport World Trade Center on June 7th. This one day seminar will feature presentations by leading securities regulators and industry professionals.

Speakers
 
The Seaport Hotel and Seaport World Trade Center is located at 1 Seaport Ln, Boston MA 02210.

Topics of Discussion:

  • Broker-Dealer & Investment Advisory
  • Key Legal and Regulatory Issues
  • Asset Management
  • Cybersecurity
Compliance & Legal Society 

Contact Information

For further information contact
clsociety@sifma.org

 

Sponsorship Questions? Contact Diana Serri



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