HIGHLIGHTS FROM SIFMA'S 2017 C&L ANNUAL SEMINAR
Celebrating its 49th year, SIFMA's C&L Annual Seminar gathered more than 2,000 compliance and legal professionals from March 19-22 at the Marriott Marquis in San Diego. The C&L Annual Seminar provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
Over this three-day event, attendees heard from some of the industry's biggest names as well as participated in more than 65 breakout sessions that drew from more than 120 organizations – member firms, law firms, regulators, academics and others – and covered core and emerging topics.
Mark your calendar for the 2018 C&L Annual Seminar!
Visit the 2017 C&L Annual mobile website to download CLE outlines, seminar materials and panel presentations. Please note that presentations are locked for conference attendees only.
- Investment News: Finra launches '360' initiative to review operations, 'look at ourselves from all perspectives,' says CEO Robert Cook
- Investment News: SEC watchers say Trump may not follow traditional party split on regulatory panel
- Employment Law "Tip of the Week" (clip 1 of 6 weekly clips)
- Employment Law Full Clip
In 2016, 2,000+ participants heard from 500+ industry speakers & regulators at C&L Society events. #SIFMACL— SIFMA (@SIFMA) March 22, 2017