Compliance and Legal Society Annual Seminar

Compliance and Legal Society Annual Seminar 2014

March 30 - April 2, 2014
Grande Lakes Orlando, FL

Compliance and Legal Society Annual Seminar 2014

Event Overview

The SIFMA Compliance and Legal Society's 46th Annual Seminar hosted over 300 speakers, sharing insights and trends across 65 substantive panels on the latest regulatory developments, compliance effectiveness, and other top industry topics, including:

  • The Impact of the Volcker Rule
  • Insiders' View of Recent Securities Law Cases Before the Supreme Court
  • Re-Examining Ethics in the Financial Services Industry
  • Diversity and Inclusion
  • Commodities and Derivatives Litigation and Regulatory Update
  • And much more

Please see below for remarks and news from the conference.

Prepared Remarks

News Coverage

SIFMA on Twitter

Compliance & Legal Society

C&L Society Annual Seminar 2015

JW Marriott Desert Ridge
Phoenix, Arizona
March 15-18
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Contact Information

Registration and Hotel questions? E-mail the C&L Society or call 212.313.1230


Sponsorship questions? Contact Diana Serri


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