Compliance and Legal Society Charlotte Regional Seminar


Compliance and Legal Society Charlotte Regional Seminar


September 30, 2013
Ritz-Carlton, Charlotte, NC

  • Industry members$ 200
    Counsel members$ 300
    Special members$ 300
    Non-member firms$ 500
    RegulatorsFREE
Register ›  

We cordially invite you to attend the SIFMA Compliance & Legal Society Charlotte Regional Seminar to be held at The Ritz-Carlton on September 30th, 2013. This one day seminar will feature presentations by leading securities regulators and industry professionals.

Topics Include:

  • Hot Topics In Securities Enforcement
  • Cybersecurity
  • Compliance Framework for Bank Supervision
  • Investment Advisers – New Issues and Challenges
  • The Evolving Role of Compliance
  • AML and FCPA 
Charlotte_Sponsors@537px

Contact Information

Registration
Rachel Jackson (212.313.1230)

Sponsorship
Diana Serri (212.313.1258)

Become a Sponsor

Corporate and media sponsorships are available for events year-round.

 


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