elcome to the
SIFMA's Continuing Education Resource Center.

This Resource Center is intended to provide you with information and resources to assist you with the implementation of the Securities Industry Continuing Education Program at your firm. The Securities Industry Continuing Education Program is mandated by uniform rules of the major securities self-regulatory organizations, including NYSE and NASD. The rules affect both securities firms and their registered personnel.

Topics that will be explored in the Resource Center include:

• Conducting a Needs Analysis
• Writing a Training Plan
• Documenting and Tracking CE
• Resources
• FAQs
• Events

Come back to this site for new content and updates.