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A periodic newsletter with important updates on Continuing Education including deadlines, reports from regulators and helpful information from vendors.
Newsletters are available in PDF format. Questions, feedback, or suggestions for future topics can be emailed to ceelements@sifma.org.
Current Issues of the CE Elements Newsletter
Summer 2007
- SIFMA Webinar: Obtaining a Learning Management System (LMS)
- SIFMA’s Continuing Education & Training Managers’ Roundtables
- Evaluating Your Ethics Training Program
- Regulatory Speeches – Insights and Priorities
- Annual Compliance Meeting Versus Firm Element Requirements
- Update on Disciplinary Matters: Supervisory “Lessons Learned”
- First Mid-Year Firm Element Advisory Issued
- Securities Industry Regulatory Council on Continuing Education Update
- SmartBrief - SIFMA’s Free E-mail Newsletter
- Our New Look
Spring 2007
- SIFMA CE Webinars – Selecting and Managing an LMS on May 8th
- Firm Element Content Development and Delivery
- The Regulatory Environment: Teaching from the Mistakes of Others
- NYSE Reminder for IRA Supervision Includes Training Component
- New York Stock Exchange Examination Procedures
- SIFMA's Continuing Education Roundtable
Fall 2006
- Introducing the Continuing Education Webinar Series
- Dealing with Vendors
- Time for a Firm Element Checkup
- Top 10 Tips RRs Taking the CE Regulatory Element Need to Know
- Council Corner: Securities Industry/Regulatory Council on Continuing Education
- SIFMA and TBMA Merger
Winter 2006
- Business Judgment and Reputation Risk Training
- Double-Dipping
- Product Education versus Continuing Education
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