Mr. Jeffrey Chapman – Chair
Fifth Third Securities, Inc.
Cincinnati, OH
Ms. Mary Burnes – Vice Chair
Edward Jones
St. Louis, MO
Mr. Robert Beck
Edward Jones
St. Louis, MO
Mr. Ted Bragg
Pershing, LLC
Jersey City, NJ
Mr. Brian Brennan
KeyBanc Capital Markets,
Cleveland, OH
Mr. Randy Burleyson
Griffin, Kubik, Stephens & Thompson, Inc.
Chicago, IL
Mr. John Carson
Morgan Keegan & Company, Inc.
Memphis, TN
Mr. Sean Dobson
Amherst Securities Group, L.P.
McLean, VA
Mr. Timothy Donohue
The GMS Group, LLC
Livingston, NJ
Mr. Frank Fairman
Piper Jaffray
Minneapolis, MN
Mr. John Freeman
H&R Block Financial Advisors, Inc.
Detroit, MI
Ms. Lucy Hooper
Davenport & Company, LLC
Richmond, VA
Mr. Michael Imhoff
Stifel, Nicolaus
Hanifen Imhoff Division
Denver, CO
Ms. Susan Janson
First National Capital Markets
Omaha, NE
Mr. David Johnson
Cabrera Capital Markets
Chicago, IL
Mr. James Jones
Crews & Associates, Inc.
Little Rock, AR
Mr. Ted Luse
BB&T Capital Markets
Richmond, VA
Mr. Tim Maimone
WaMu Capital Corp.
Seattle, WA |
Mr. Michael Marz
First Southwest Company
Dallas, TX
Mr. Silas Matthies, Jr.
Wells Fargo Brokerage Services LLC
Minneapolis, MN
Mr. Thomas Mehl
Ruan Securities Corporation
Des Moines, IA
Mr. Chris Melton
Coastal Securities, L.P.
Houston, TX
Mr. Mark Mesinger
Charles Schwab & Co., Inc.
San Francisco, CA
Mr. Rob Nash
Southwest Securities
Dallas, TX
Mr. Craig Noble
Wachovia Securities, LLC
Richmond, VA
Ms. Susan Pease
RBC Capital Markets
Minneapolis, MN
Mr. Thomas Ricketts
Incapital LLC
Chicago, IL
Mr. Mark Salter
Tejas Securities Group, Inc.
Austin, TX
Mr. Van Sayler
Raymond James & Associates, Inc.
St. Petersburg, FL
Mr. Fran Scott
Vining Sparks
Memphis, TN
Mr. Patrick Sweeney
Fidelity Capital Markets Services
Boston, MA
James Vogel
FTN Financial
Memphis, TN
Mr. Kenneth Williams
Stone & Youngberg LLC
San Francisco, CA
Mr. Jamison Yardley
Zions First National Bank
Salt Lake City, UT
Staff Advisors:
Rob Gannon
Vice President
Private Client Group
Securities Industry and Financial Markets Association (SIFMA)
New York, NY
John Maurello
Managing Director
Private Client Group
Securities Industry and Financial Markets Association (SIFMA)
New York, NY
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