Corporate Credit Markets Division

Current Releases:

Current Research

Agreements and Standard Documentation

Coming soon . . . updated SIFMA Model Master Agreement Among Underwriters, (MAAU).

Comment Letter:

SIFMA Comments on Nasdaq's Proposal to Reestablish a Quotation and Trading System for PORTAL Securities (pdf)
The Securities Industry and Financial Markets Association filed a comment letter on Nasdaq's proposal to reestablish a quotation and trading system for certain securities that are designated as PORTAL securities. Nasdaq notes that PORTAL securities are currently effectively limited to securities initially sold to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended. The Association requests clarification on a number of issues - May 30, 2007

 

Related Information

Staff Contact:
Jack Wiener

of Interest:

- Auction Rate Securities
- ARS Indices
- Market at a Glance
- Research Materials

Corporate Bond Bullet Spreads