SIFMA Member Directory

FirmCityState
1st Discount Brokerage, Inc.West Palm BeachFL
1st Global Capital CorporationDallasTX
A.B. Wong Capital, LLCNew YorkNY
ABN AMRO, Inc.ChicagoIL
AdviCorp PlcLondon 
Advisors Clearing Network, Inc.PasadenaCA
Affina Brokerage Services LLCRyeNY
Affinity Investment ServicesBasking RidgeNJ
A.G. Edwards & Sons, Inc.Saint LouisMO
AGF Securities Inc.Ontario 
AIG Equity Sales Corp.New YorkNY
AIG Financial Securities Corp.WiltonCT
AIG InvestmentsNew YorkNY
Allen & Company LLCNew YorkNY
Allen & Company of Florida, Inc.LakelandFL
Allen C. Ewing & Co.JacksonvilleFL
Allen, Mooney & Barnes Brokerage ServicesThomasvilleGA
AllianceBernstein HoldingsWhite PlainsNY
Allison-Williams CompanyMinneapolisMN
Altrushare Securities LLCBridgeportCT
American Century BrokerageMountain ViewCA
Ameriprise Financial Services, Inc.MinneapolisMN
Ameritas Investment Corp.LincolnNE
Amherst Securities Group, L.P.HoustonTX
Anderson and Strudwick, Inc.RichmondVA
Andrew Garrett, Inc.New YorkNY
Aon Capital MarketsChicagoIL
Arbor Court Capital, LLCClevelandOH
Asia Pacific Financial Management GroupHagatnaGU
Associated Bond BrokersDallasTX
Associated Securities Corp.El SegundoCA
Atlas Strategic Advisors, LLCNew YorkNY
Auerbach Grayson & Company IncorporatedNew YorkNY
Automated Trading Desk, LLCMt PleasantSC
Aventura Securities, LLCAventuraFL
AXA Advisors, LLCNew YorkNY
Baker & Co., Inc.Rocky RiverOH
Banc of America Securities LLCSan FranciscoCA
Banca IMI Securities Corp.New YorkNY
Banco Popular de Puerto RicoSan JuanPR
Banif Securities, Inc.New YorkNY
Bank of America Investment ServicesBostonMA
The Bank of New York MellonNew YorkNY
Barclays Capital Inc.New YorkNY
Barclays Global InvestorsSan FranciscoCA
Barnard Jacobs Mellet (USA) Inc.StamfordCT
George K. Baum & CompanyKansas CityMO
BB & T Capital MarketsRichmondVA
BBVA Securities of Puerto Rico, Inc.San JuanPR
B.C. Ziegler and CompanyMilwaukeeWI
M.R. Beal & CompanyNew YorkNY
Bear, Stearns & Co. Inc.New YorkNY
Berkshire Capital Securities LLCNew YorkNY
Bernard L. Madoff Investment Securities, LLCNew YorkNY
Berthel Fisher & Co. MarionIA
BI InvestmentsGlen AllenVA
Biondo Asset Management LLCMilfordPA
Blackmont Capital Corp.Toronto, ONT 
BlackRockPlainsboroNJ
Bloomberg Tradebook LLCNew YorkNY
BMO Capital MarketsNew YorkNY
BMO Capital MarketsChicagoIL
BMO Nesbitt Burns SecuritiesTorontoON
BNP Paribas Securities CorporationNew YorkNY
BNY ConvergEx Execution SolutionsNew YorkNY
BNY Investment Center Inc.New YorkNY
BOE Securities Inc.PhiladelphiaPA
Boenning & Scattergood, Inc.West ConshohockenPA
Bolton Financial Services, LLCMemphisTN
BondDesk Group, LLCNew YorkNY
Brighton Securities Corp.RochesterNY
Broadpoint Capital, Inc.AlbanyNY
BrokersXpress LLCChicagoIL
Brown Advisory Securities, LLCBaltimoreMD
Brown Brothers Harriman & Co.New YorkNY
Burnham SecuritiesNew YorkNY
Butler, Wick & Co., Inc.YoungstownOH
Cabrera Capital Markets, Inc.ChicagoIL
Cadaret Grant & Co., Inc.SyracuseNY
Calamos Financial Services LLCNapervilleIL
Calyon Corporate and Investment BankNew YorkNY
Calyon Securities (USA) Inc.New YorkNY
Cameron, Murphy & Spangler, Inc.PasadenaCA
Canaccord Capital CorporationVancouverBC
Cantor Clearing ServicesNew YorkNY
The Capital Group CompaniesLos AngelesCA
Capital Institutional ServicesDallasTX
Capital Investment CompaniesRaleighNC
Capital Investment Services, Inc.Coral GablesFL
Capital One Investments LLCNew OrleansLA
CapWest Securities Inc.LakewoodCO
Carey Financial LLCNew YorkNY
Cascade Financial Management, Inc.DenverCO
CastleOak Securities LPNew YorkNY
Cazenove IncorporatedNew YorkNY
Centennial Securities Company, LLCGrand RapidsMI
Chapdelaine & Co.New YorkNY
Charles River DevelopmentBurlingtonMA
Charles Schwab & Co., Inc.San FranciscoCA
Charter Pacific Securities, LLCCoolCA
Chase Investment Services Corp.ChicagoIL
Cheevers & Company Inc.ChicagoIL
Chelsea Financial ServicesStaten IslandNY
Chester Harris and Company, IncorporatedWhite PlainsNY
Chittenden SecuritiesBurlingtonVT
Christopher Weil & Company, Inc.San DiegoCA
Churchill Financial LLCLouisvilleKY
CIBC World MarketsNew YorkNY
Citadel Trading Group, L.L.C.ChicagoIL
CitiNew YorkNY
City Securities CorporationIndianapolisIN
C.L. King & Associates, Inc.AlbanyNY
Clancy Financial Services, Inc.New YorkNY
G.X. Clarke & Co.Jersey CityNJ
Cleveland Research Company LLCClevelandOH
CNBS, LLCOverland ParkKS
Collins Stewart LLCNew YorkNY
Comerica SecuritiesDetroitMI
CommerceBank Investment Service, Inc.DoralFL
Commerzbank Capital Markets Corp.New YorkNY
Consolidated Research LLCBronxvilleNY
Contemporary Financial Solutions, Inc.West Palm BeachFL
Cormark Securities (USA) LimitedToronto 
Countrywide Securities CorporationCalabasasCA
Courtlandt Securities CorporationNewport BeachCA
Cowen and CompanyNew YorkNY
Credit SuisseNew YorkNY
Cronin & Co., Inc.MinneapolisMN
Crowell, Weedon and CompanyLos AngelesCA
CRT Capital Group LLCStamfordCT
Crusader Securities, LLCSouthamptonNY
Cullen Investment Group, Ltd.LafayetteLA
Curian Clearing, LLCDenverCO
Cutter & Company Brokerage, Inc.ChesterfieldMO
Cypress AltsLouisvilleKY
D.A. Davidson & Co.Great FallsMT
Daiwa Securities Company, Ltd.New YorkNY
Davenport & Company LLCRichmondVA
David A. Noyes & CompanyChicagoIL
David Lerner Associates Inc.SyossetNY
DAV/Wetherly Financial, L.P.Los AngelesCA
Davy Securities LimitedDublin 
D.E. Shaw & Co. L.P.New YorkNY
Deltec Asset Management LLCNew YorkNY
Dempsey Lord Smith, LLCRomeGA
DEPFA First Albany Securities LLCNew YorkNY
Deutsche Asset ManagementNew YorkNY
Deutsche Bank Securities Inc.New YorkNY
DirectEdge ECNJersey CityNJ
DnB NOR Bank ASANew YorkNY
Dominick & Dominick, LLCNew YorkNY
Dorn & Co., Inc.Fergus FallsMN
Dorsey & Company, Inc.New OrleansLA
Dresdner KleinwortNew YorkNY
Driehaus Securities LLCChicagoIL
Dundee Securities CorporationToronto, Ontario 
DuPasquier & Co., Inc.New YorkNY
Edward JonesSaint LouisMO
E.H. Smith, Jacobs & Co., Inc.New YorkNY
Electronic Global Securities, Inc.New YorkNY
Eltekon Securities, LLCAustinTX
Emerald Ventures, LLCSan AntonioTX
Emerging Growth Equities, Ltd.King Of PrussiaPA
Emmett A. Larkin Company, Inc.San FranciscoCA
Energy Capital SolutionsDallasTX
Equibase Capital Markets, LLCChicagoIL
Equilend Holdings LLCNew YorkNY
Equitec New York LLCChicagoIL
Esposito Securities, LLCDallasTX
Essex Financial Services, Inc.EssexCT
Estrada Hinojosa DallasTX
E*Trade Brokerage Holdings, Inc.WoodstockGA
Exane, Inc.New YorkNY
Fairfax I.S. (USA) LLCNew YorkNY
FBT Investments, Inc.New OrleansLA
Federated InvestorsPittsburghPA
Feldstein Financial Group, LLCChesterNJ
Ferris, Baker Watts, IncorporatedBaltimoreMD
Fidelity Brokerage CompanyBostonMA
Fifth Third Securities, Inc.ColumbusOH
Fintegra Financial SolutionsMinneapolisMN
First Allied Securities, Inc.San DiegoCA
First Analysis Securities CorporationChicagoIL
First Bermuda Securities (B.V.I.) Ltd.Hamilton 
First Citizens Securities CorporationColumbiaSC
First Investors CorporationEdisonNJ
First Midwest Securities, Inc.BloomingtonIL
First National Capital MarketsOmahaNE
First Regional SecuritiesCentury CityCA
First Republic Securities Company, LLCSan FranciscoCA
First Southwest CompanyDallasTX
First Trust Portfolios LPLisleIL
First Washington CorporationSeattleWA
Five Star Investment Services, Inc.WarsawNY
Fixed Income Securities, LPMonumentCO
FMSbonds, Inc.Boca RatonFL
FNY Management LLCNew YorkNY
Folger Nolan Fleming Douglas IncorporatedWashingtonDC
FOLIO (fn) Investments, Inc.ViennaVA
Foresters Equity Services, Inc.San DiegoCA
FPA Fund Distributors, Inc.Los AngelesCA
Franklin TempletonSan MateoCA
Freddie Mac McLeanVA
Fremont Capital, Inc.San FranciscoCA
Friedman Billings Ramsey ArlingtonVA
Gabelli Asset ManagementRyeNY
Gagnon Securities, LLCNew YorkNY
Gardner Rich & CompanyChicagoIL
GBS Financial Corp.Santa RosaCA
G.C. Securities, LLCAtlantaGA
GE CapitalStamfordCT
Georgeson Securities CorporationNew YorkNY
Gerson Lehrman Group Brokerage Services, LLCNew YorkNY
GETCO, LLCChicagoIL
GFA Securities LLCNew YorkNY
GFI Group Inc.New YorkNY
Girard Securities, Inc.San DiegoCA
GIT Investment Services, Inc.ArlingtonVA
GM Asset ManagementNew YorkNY
The GMS Group, LLCLivingstonNJ
Goldman, Sachs & Co.New YorkNY
Goldman Sachs Asset ManagementNew YorkNY
Great American Advisors, Inc.CincinnatiOH
Green Drake Capital Corp.New YorkNY
Griffin, Kubik, Stephens & Thompson, Inc.ChicagoIL
Griffiths McBurney Corp.Toronto, Ontario 
GunnAllen FinancialTampaFL
J.B. Hanauer & Co.ParsippanyNJ
Harold C. Brown & Co., Inc.BuffaloNY
Harris Investor Services, Inc.ChicagoIL
Hartfield, Titus & Donnelly, LLCJersey CityNJ
The Haverford Trust CompanyRadnorPA
Haywood Securities (USA) Inc.VancouverBC
Hazlett, Burt and Watson, IncorporatedWheelingWV
H.D. Vest Investment Securities, Inc.IrvingTX
Hefren-Tillotson, Inc.PittsburghPA
Heidtke & Company, Inc. NashvilleTN
Herbert J. Sims & Co., Inc.SouthportCT
Herndon Plant Oakley Ltd.Corpus ChristiTX
Hilliard Farber & Co., Inc.New YorkNY
Hilliard LyonsLouisvilleKY
Hines Real Estate SecuritiesHoustonTX
Hornor, Townsend & Kent, Inc.HorshamPA
Horwitz & Associates, Inc.RiverwoodsIL
Howe, Barnes Investments, Inc.ChicagoIL
H&R Block Financial Advisors, Inc.DetroitMI
HSBCNew YorkNY
Hudson Securities, Inc.Jersey CityNJ
Hunter Associates, Inc.PittsburghPA
Hybrid Trading, LLCPortlandOR
ICAPJersey CityNJ
IDB CapitalNew YorkNY
IFL Capital LLCChicagoIL
IMC Chicago, LLCChicagoIL
IncapitalChicagoIL
ING Advisors NetworkAtlantaGA
ING Financial MarketsNew YorkNY
ING Investment ManagementNew YorkNY
Instinet CorporationNew YorkNY
Integrated Trading and Investments, Inc.Las VegasNV
Intellivest Securities, Inc.RiverdaleGA
Intercontinental Asset Management Group, Ltd.San AntonioTX
International Correspondent Trading, Inc.Jersey CityNJ
Intersecurities, Inc.St PetersburgFL
Invescor, Ltd.Farmington HillsMI
Investec Securities (US) LLCNew YorkNY
Investors Capital CorporationLynnfieldMA
InvestPrivate Inc.