| Firm |
| Affina Brokerage Services LLC |
| AIG Equity Sales Corp. |
| AIG Financial Securities Corp. |
| Allen & Company LLC |
| Allen & Company of Florida, Inc. |
| Allen C. Ewing & Co. |
| Allen, Mooney & Barnes Brokerage Services |
| AllianceBernstein Holdings |
| Allison-Williams Company |
| Altrushare Securities LLC |
| American Century Brokerage, Inc. |
| Ameriprise Advisors Services Inc. |
| Ameriprise Financial Services, Inc. |
| Ameritas Investment Corp. |
| Amherst Securities Group, L.P. |
| Andrew Garrett, Inc. |
| Annaly Capital Management, Inc. |
| Aon Benfield Securities, Inc. |
| Arbor Court Capital, LLC |
| Asia Pacific Financial Management Group |
| Associated Bond Brokers |
| Atlas Strategic Advisors, LLC |
| Auerbach Grayson & Company Incorporated |
| Automated Equity Finance Markets, Inc. |
| Aventura Securities, LLC |
| AXA Advisors, LLC |
| The Baker Group |
| Ballista Securities, LLC |
| Banc of America Securities LLC |
| Banca IMI Securities Corp. |
| Banco Popular de Puerto Rico |
| Bank of America Investment Services |
| The Bank of New York Mellon |
| Barclays Capital Inc. |
| Barnard Jacobs Mellet (USA) Inc. |
| BB&T Capital Markets |
| BBVA Securities of Puerto Rico, Inc. |
| B.C. Ziegler and Company |
| M.R. Beal & Company |
| Berkshire Capital Securities LLC |
| Berthel Fisher & Company Financial Services, Inc. |
| BIDS Trading L.P. |
| Blackmont Capital Corp. |
| BlackRock |
| Bloomberg Tradebook LLC |
| BMO Capital Markets |
| BMO Capital Markets Corp. |
| BMO Capital Markets GKST Inc. |
| BMO Nesbitt Burns Securities |
| BNP Paribas Securities Corporation |
| BNY ConvergEx Execution Solutions |
| BOE Securities Inc. |
| Boenning & Scattergood, Inc. |
| BondDesk Group, LLC |
| Broadpoint Capital, Inc. |
| Brown Advisory Securities, LLC |
| Brown Brothers Harriman & Co. |
| Bulltick Securities, LLC |
| Cadaret Grant & Co., Inc. |
| Calyon Securities (USA) Inc. |
| Cameron, Murphy & Spangler, Inc. |
| Canaccord Financial Ltd. |
| Cantor Fitzgerald |
| Capital Institutional Services |
| Capital One Investments LLC |
| Carey Financial LLC |
| CastleOak Securities LP |
| Cazenove Incorporated |
| Centennial Securities Company, LLC |
| Chapdelaine & Co. |
| Charles River Brokerage, LLC |
| Charles Schwab & Co., Inc. |
| Charter Pacific Securities, LLC |
| Chase Investment Services Corp. |
| Cheevers & Company Inc. |
| Chelsea Financial Services |
| Chester Harris and Company, Incorporated |
| Christopher Weil & Company, Inc. |
| Churchill Financial LLC |
| CIBC World Markets Corp. |
| Citadel Securities LLC |
| Citigroup Global Markets Inc. |
| City Securities Corporation |
| C.L. King & Associates, Inc. |
| Clancy Financial Services, Inc. |
| G.X. Clarke & Co. |
| Cleveland Research Company LLC |
| CNBS, LLC |
| Commerzbank Capital Markets Corp. |
| Cormark Securities (USA) Limited |
| Courtlandt Securities Corporation |
| Credit Suisse Securities (USA), Inc. |
| Crowell, Weedon and Company |
| CRT Capital Group LLC |
| Crusader Securities, LLC |
| Cullen Investment Group, Ltd. |
| Cutter & Company Brokerage, Inc. |
| Cypress Alts |
| D.A. Davidson & Co. Inc. |
| Daiwa Securities America Inc. |
| DART Executions, LLC |
| Davenport & Company LLC |
| David A. Noyes & Company |
| DAV/Wetherly Financial, L.P. |
| Davy Securities Limited |
| Dempsey Lord Smith, LLC |
| Deutsche Asset Management |
| Deutsche Bank Securities Inc. |
| DirectEdge ECN LLC |
| DnB NOR Markets, Inc. |
| Dominick & Dominick, LLC |
| Dorn & Co., Inc. |
| Dorsey & Company, Inc. |
| DPEC Capital, Inc. |
| Dresdner Kleinwort |
| Dundee Securities Corporation |
| DuPasquier & Co., Inc. |
| Edward D. Jones & Co. L.P. |
| E.H. Smith, Jacobs & Co., Inc. |
| Electronic Global Securities, Inc. |
| Eltekon Securities, LLC |
| Emerald Ventures, LLC |
| Equilend LLC |
| Equitec New York LLC |
| Esposito Securities, LLC |
| Essex Financial Services, Inc. |
| Estrada Hinojosa & Company, Inc. |
| E*TRADE Financial Corp. |
| Execution Access, LLC |
| Fairfax I.S. (USA) LLC |
| Faxtor Securities |
| FBR Capital Markets |
| FBT Investments, Inc. |
| Federated Investors Inc. |
| Feldstein Financial Group, LLC |
| Fidelity Brokerage Company |
| Fidelity Investments |
| Fifth Third Securities, Inc. |
| First Allied Securities, Inc. |
| First Analysis Securities Corporation |
| First Bermuda Securities (B.V.I.) Ltd. |
| First Citizens Securities Corporation |
| First Clearing, LLC |
| First Investors Corporation |
| First Kentucky Securities Corp |
| First Midwest Securities, Inc. |
| First National Capital Markets |
| First New York Securities LLC |
| First Regional Securities |
| First Republic Securities Company, LLC |
| First Southwest Company |
| First Trust Portfolios LP |
| First Washington Corporation |
| Five Star Investment Services, Inc. |
| FMSbonds, Inc. |
| Fogel Neale Securities LLC |
| Folger Nolan Fleming Douglas Incorporated |
| FOLIO (fn) Investments, Inc. |
| Fortress Investment Group LLC |
| Franklin Templeton Distributors, Inc. |
| Fremont Capital, Inc. |
| FTN Financial |
| Gabelli & Company, Inc. |
| Gardner Rich & Company |
| GBS Financial Corp. |
| GE Capital Markets, Inc. |
| Georgeson Securities Corporation |
| GFA Securities LLC |
| GFI Group Inc. |
| Girard Securities, Inc. |
| GIT Investment Services, Inc. |
| The GMS Group, LLC |
| Goldman, Sachs & Co. |
| Goldman Sachs Asset Management |
| Great American Advisors, Inc. |
| Griffiths McBurney Corp. |
| J.B. Hanauer & Co. |
| Harold C. Brown & Co., Inc. |
| Hartfield, Titus & Donnelly, LLC |
| Haywood Securities (USA) Inc. |
| Hazlett, Burt and Watson, Incorporated |
| H.D. Vest Investment Securities, Inc. |
| Hefren-Tillotson, Inc. |
| Herbert J. Sims & Co., Inc. |
| Herndon Plant Oakley Ltd. |
| Hightower Securities |
| Hilliard Farber & Co., Inc. |
| Hornor, Townsend & Kent, Inc. |
| Howe, Barnes, Hoefer & Arnett Inc. |
| HSBC Securities (USA) Inc. |
| Hudson Securities, Inc. |
| Hunter Associates, Inc. |
| ICAP |
| IDB Capital Corp. |
| IMC Chicago, LLC |
| Incapital LLC |
| ING Advisors Network |
| ING Financial Markets |
| ING Investment Management Services LLC |
| Instinet, LLC |
| Integrated Trading and Investments, Inc. |
| Intellivest Securities, Inc. |
| Intercontinental Asset Management Group, Ltd. |
| International Correspondent Trading, Inc. |
| InterSecurities, Inc. |
| Invescor, Ltd. |
| Investec Securities (US) LLC |
| ITG Inc. |
| Jane Street Markets, LLC |
| Janney Montgomery Scott LLC |
| Janus Capital Group |
| Jaypee International Inc. |
| Jefferies & Company, Inc. |
| J.J.B. Hilliard, W.L. Lyons, LLC |
| John Hancock Funds, LLC |
| John N Seip Inc. |
| Johnston, Lemon and Company, Inc. |
| JPMorgan Asset Management |
| JPMorgan Securities Inc. |
| J.V. Delaney & Associates |
| J.W. Korth & Company |
| Kaiser & Company |
| KBC Financial Products USA Inc. |
| Keefe, Bruyette & Woods, Inc. |
| Kevin Hart Kornfield and Co., Inc. |
| KeyBanc Capital Markets Inc. |
| Knight Capital Group, Inc. |
| KP Securities |
| Lane Capital Markets, LLC |
| Lazard Capital Markets, LLC |
| Lazard Freres & Co. LLC |
| LBBW Securities, LLC |
| Lebenthal & Co., LLC |
| Legent Clearing LLC |
| Legg Mason, Inc. |
| Liquidnet, Inc. |
| LiquidPoint LLC |
| Loeb Partners Corporation |
| Loewen, Ondaatje, McCutcheon USA Limited |
| Lombard Securities Incorporated |
| Loomis, Sayles & Co |
| Lord, Abbett & Co. LLC |
| LPL Financial Corporation |
| M & I Financial Advisors, Inc. |
| Macquarie Capital (USA) Inc. |
| Macro Risk Advisors, LLC |
| Madison Avenue Securities, Inc |
| MadisonGrey Securities, LLC |
| Marco Polo Securities, Inc. |
| MarketAxess |
| McIntyre Investments |
| McMillion Securities, Inc. |
| McNally Financial Services Corporation |
| Mellon Asset Management (BNY) |
| Melvin Securities, LLC |
| Meritus Financial Group, Inc. |
| Merrill Lynch & Co., Inc. |
| Mesirow Financial, Inc. |
| MetLife Securities, Inc. |
| MF Global Inc. |
| MFS Investment Management |
| MGI Securities (USA) Inc. |
| MICG Investment Management, LLC |
| MicroPlace, Inc. |
| Midwood Securities, Inc. |
| Miller Tabak Roberts Securities LLC |
| Mitsubishi UFJ Securities (USA) Inc. |
| Mizuho Securities USA Inc. |
| MMC Securities Corp. |
| MML Investor Services, Inc. |
| Moloney Securities Co., Inc. |
| Morgan Keegan & Co., Inc. |
| Morgan Stanley |
| Morgan Stanley Investment Management |
| Murphy & Durieu |
| Mutual Funds Direct, LLC |
| NatCity Investments, Inc. |
| National Bank Financial |
| National Bank of Canada Financial |
| Natixis Bleichroeder, Inc. |
| Natixis Capital Markets |
| Needham & Company, LLC |
| Nestlerode & Loy, Inc. |
| New England Securities Corporation |
| New York Life Investment Management LLC |
| New Castle Financial Services LLC |
| Newedge USA, LLC. |
| Nexity Financial Services, Inc. |
| NFP Securities, Inc. |
| Niagara International Capital Limited |
| Nollenberger Capital Partners, Inc. |
| Nomura Securities International, Inc. |
| Northern Trust Global Investments |
| Northern Trust Securities, Inc. |
| Northwestern Mutual Investment Services LLC |
| NYFIX Clearing Corporation |
| NYFIX Transaction Services Inc. |
| NYPPEX, LLC |
| Oakpoint Advisors LLC |
| O'Connor & Company Securities, Inc. |
| Oleet Securities, LLC |
| OM Securities, LLC |
| The O.N. Equity Sales Company |
| Oppenheimer & Close, Inc. |
| Oppenheimer & Co. Inc. |
| OppenheimerFunds Distributor, Inc. |
| Oriental Financial Services, Corp. |
| Ounavarra Capital LLC |
| Pacific American Securities, LLC |
| Pacific Crest Securities |
| Pacific Select Distributors, Inc. |
| Park Avenue Securities LLC |
| Partners Investment Network, Inc. |
| Penserra Securities LLC |
| Penson Financial Services, Inc. |
| Pershing, LLC |
| Peters & Co. Equities Inc. |
| Petersen Investments, Inc. |
| PIMCO |
| Pipeline Trading Systems LLC |
| Piper Jaffray & Co. |
| P.J. Robb Variable Corp. |
| Planned Investment Co., Inc. |
| PNC Capital Markets LLC |
| Podesta & Co. |
| Portfolio Resources Group, Inc. |
| Principal Global Investors |
| Private Company Marketplace, Inc. |
| Promark Global Advisors, Inc. |
| Prospera Financial Services, Inc. |
| Prudential Bache Securities, LLC |
| Prudential Investment Management Inc. |
| Putnam Investment Management |
| Putnam Investments |
| Quincy Cass Associates, Inc. |
| Rabo Securities USA, Inc. |
| Raymond James & Associates, Inc. |
| Raymond James Financial, Inc. |
| RBC Capital Markets |
| RBS Securities Inc. |
| RD Capital Group Inc. |
| Regional Brokers, Inc. |
| Reich & Tang Distributors Inc. |
| Reliance Capital Management Advisors LLC |
| Reliance Worldwide Investments, LLC |
| RenCap Securities Inc. |
| RG Knox Company, LLC |
| Rhino Trading Partners, LLC |
| Rhodes Securities, Inc. |
| Ridge Clearing & Outsourcing Solutions, Inc. |
| RJJ Capital Management LLC |
| Robert W. Baird & Co., Inc. |
| Robinson & Robinson, Inc. |
| Roosevelt & Cross, Incorporated |
| R.S.G. Capital Corp. |
| R.W. Smith & Associates, Inc. |
| SAFDIÉ Investment Services Corp. |
| Sanders Morris Harris Inc. |
| Sandler O'Neill & Partners, L.P. |
| Saturna Brokerage Services, Inc. |
| Schroders |
| Scotia Capital |
| Scotia Capital (USA) Inc. |
| Scott & Stringfellow, LLC |
| Scott-Macon Securities, Inc. |
| Sea Port Group Securities LLC |
| SecondMarket |
| Secure Trend Financial, LLC |
| Securian Financial Services, Inc. |
| Senvest International LLC |
| SFI Investments, LLC |
| Shopoff Securities, Inc. |
| Siebert Brandford Shank & Co., LLC |
| SIG Brokerage, LP |
| SJ Levinson & Sons, LLC |
| Societe Generale Corporate and Invesment Banking |
| Soleil Securities Corporation |
| South Street Securities LLC |
| Southwest Securities, Inc. |
| Souza Barros Securities, Inc. |
| Standard & Poor's |
| Stanford Group Company |
| Stark, Salter & Smith |
| State Farm VP Management Corp. |
| State Street Global Advisors |
| State Street Global Markets LLC |
| Stephens Inc. |
| Sterne, Agee & Leach, Inc. |
| Stifel, Nicolaus & Co., Inc. |
| Stone & Youngberg LLC |
| The Strategic Alliance Corporation |
| Summit Brokerage Services, Inc. |
| Sungard Institutional Brokerage Inc. |
| SunTrust Investment Services, Inc. |
| SunTrust Robinson Humphrey, Inc. |
| Surge Trading Inc. |
| Sweney Cartwright and Company |
| Swiss Re Capital Markets Corporation |
| T. Rowe Price Associates Inc. |
| TD Ameritrade Holding Corporation |
| TD Securities (USA) Inc. |
| Telemus Investment Brokers, LLC |
| TheMuniCenter |
| ThinkEquity Partners |
| Thomas McDonald Partners, LLC |
| Three Boys Securities Corp. |
| Thrivent Investment Management Inc. |
| Thurston, Springer, Miller, Herd & Titak, Inc. |
| TIAA-CREF |
| Tocqueville Securities L.P. |
| Toussaint Capital Partners, LLC |
| Tower Square Securities Inc. |
| TradeWeb |
| Tradition Asiel Securities Inc. |
| Trubee, Collins & Co., Inc. |
| Tudor, Pickering, Holt & Co. Securities, Inc. |
| Tullett Prebon |
| Twenty-First Securities Corp. |
| UBS Financial Services Inc. |
| UBS International, Inc. |
| UBS Securities LLC |
| UCI Capital Markets, Inc. |
| Umpqua Investments, Inc. |
| Unified Financial Securities, Inc. |
| Universal Financial Services Inc. |
| UPRR Securities, LLC |
| USAA |
| UU Equities, Inc. |
| The Vanguard Asset Management Group |
| Vanguard Brokerage Services |
| Vanguard Capital |
| VCM Securities, LLC |
| VectorGlobal WMG, Inc. |
| Viewpoint Securities LLC |
| Viscogliosi & Company, Inc. |
| Vision Financial Markets LLC |
| Vision Investment Services, Inc. |
| W. H. Reaves & Co., Inc. |
| Wachovia Corporation |
| Wall Street Access |
| Wallstreet Electronica Inc. |
| Walnut Street Securities |
| Waveland Capital Partners, LLC |
| Wayne Hummer Investments |
| Wedbush Morgan Securities |
| Welcome Life Securities |
| Wellington Management Company |
| Wells Fargo Advisors LLC |
| Wells Fargo Institutional Securities LLC |
| Wells Fargo Investments LLC |
| Wells Fargo Securities LLC |
| WES Investments LLC |
| Western Asset Management Company |
| Western International Securities, Inc. |
| WestLB Securities Inc. |
| Westminster Research Associates LLC |
| Westport Resources Investment Services, Inc. |
| Westrock Advisors, Inc. |
| Wiley Bros.-Aintree Capital LLC |
| William Blair & Company |
| Williams Capital Group, L.P. |
| The Winchester Group, Inc. |
| Wolfe & Hurst Bond Brokers, Inc. |
| Woodmen Financial Services, Inc. |
| World Financial Group, Inc. |
| W.P. Stewart Securities |
| Wunderlich Securities, Inc. |
| XShares Securities LLC |
| Zecco Trading, Inc. |
