SIFMA Member Directory

Firm
1st Global Capital Corporation
ABN AMRO, Inc.
Advisors Clearing Network, Inc.
Affina Brokerage Services LLC
AGF Securities Inc.
AIG Equity Sales Corp.
AIG Financial Securities Corp.
AIG Investments
Allen & Company LLC
Allen & Company of Florida, Inc.
Allen C. Ewing & Co.
Allen, Mooney & Barnes Brokerage Services
AllianceBernstein Holdings
Allison-Williams Company
Altrushare Securities LLC
American Century Brokerage
Ameriprise Advisors Services Inc.
Ameriprise Financial Services, Inc.
Ameritas Investment Corp.
Amherst Securities Group, L.P.
Andrew Garrett, Inc.
Aon Capital Markets
Arbor Court Capital, LLC
Asia Pacific Financial Management Group
Associated Bond Brokers
Associated Securities Corp.
Atlas Strategic Advisors, LLC
Auerbach Grayson & Company Incorporated
Aventura Securities, LLC
AXA Advisors, LLC
Baker & Co., Inc.
Banc of America Securities LLC
Banca IMI Securities Corp.
Banco Popular de Puerto Rico
Bank of America Investment Services
The Bank of New York Mellon
Barclays Capital Inc.
Barclays Global Investors
Barnard Jacobs Mellet (USA) Inc.
George K. Baum & Company
BB & T Capital Markets
BBVA Securities of Puerto Rico, Inc.
B.C. Ziegler and Company
M.R. Beal & Company
Berkshire Capital Securities LLC
Berthel Fisher & Co.
BIDS Trading L.P.
Blackmont Capital Corp.
BlackRock
Bloomberg Tradebook LLC
BMO Capital Markets
BMO Capital Markets
BMO Capital Markets GKST Inc.
BMO Nesbitt Burns Securities
BNP Paribas Securities Corporation
BNY ConvergEx Execution Solutions
BOE Securities Inc.
Boenning & Scattergood, Inc.
BondDesk Group, LLC
Broadpoint Capital, Inc.
BrokersXpress LLC
Brown Advisory Securities, LLC
Brown Brothers Harriman & Co.
Bulltick Securities, LLC
Cadaret Grant & Co., Inc.
Calamos Financial Services LLC
Calyon Corporate and Investment Bank
Cameron, Murphy & Spangler, Inc.
Canaccord Capital Corporation
Cantor Fitzgerald
Capital Institutional Services
Capital One Investments LLC
Carey Financial LLC
CastleOak Securities LP
Cazenove Incorporated
Centennial Securities Company, LLC
Chapdelaine & Co.
Charles River Development
Charles Schwab & Co., Inc.
Charter Pacific Securities, LLC
Chase Investment Services Corp.
Cheevers & Company Inc.
Chelsea Financial Services
Chester Harris and Company, Incorporated
Christopher Weil & Company, Inc.
Churchill Financial LLC
CIBC World Markets
Citadel Derivatives Group, LLC
Citi
City Securities Corporation
C.L. King & Associates, Inc.
Clancy Financial Services, Inc.
G.X. Clarke & Co.
Cleveland Research Company LLC
CNBS, LLC
Collins Stewart LLC
Commerzbank Capital Markets Corp.
Consolidated Research LLC
Cormark Securities (USA) Limited
Countrywide Securities Corporation
Courtlandt Securities Corporation
Credit Suisse
Crowell, Weedon and Company
CRT Capital Group LLC
Crusader Securities, LLC
Cullen Investment Group, Ltd.
Cutter & Company Brokerage, Inc.
Cypress Alts
D.A. Davidson & Co.
Daiwa Asset Management (America) Ltd.
Daiwa Securities Company, Ltd.
DART Executions, LLC
Davenport & Company LLC
David A. Noyes & Company
DAV/Wetherly Financial, L.P.
Davy Securities Limited
Dempsey Lord Smith, LLC
Deutsche Asset Management
Deutsche Bank
DirectEdge ECN
DnB NOR Bank ASA
Dominick & Dominick, LLC
Dorn & Co., Inc.
Dorsey & Company, Inc.
Dresdner Kleinwort
Dundee Securities Corporation
DuPasquier & Co., Inc.
Edward Jones
E.H. Smith, Jacobs & Co., Inc.
Electronic Global Securities, Inc.
Eltekon Securities, LLC
Emerald Ventures, LLC
Energy Capital Solutions
Equilend Holdings LLC
Equitec New York LLC
Esposito Securities, LLC
Essex Financial Services, Inc.
Estrada Hinojosa
E*Trade Brokerage Holdings, Inc.
Exane, Inc.
Fairfax I.S. (USA) LLC
Faxtor Securities
FBR Capital Markets
FBT Investments, Inc.
Federated Investors
Feldstein Financial Group, LLC
Fidelity Brokerage Company
Fifth Third Securities, Inc.
Fintegra Financial Solutions
First Allied Securities, Inc.
First Analysis Securities Corporation
First Bermuda Securities (B.V.I.) Ltd.
First Citizens Securities Corporation
First Clearing, LLC
First Investors Corporation
First Midwest Securities, Inc.
First National Capital Markets
First Regional Securities
First Republic Securities Company, LLC
First Southwest Company
First Trust Portfolios LP
First Washington Corporation
Five Star Investment Services, Inc.
FMSbonds, Inc.
FNY Management LLC
Folger Nolan Fleming Douglas Incorporated
FOLIO (fn) Investments, Inc.
Franklin Templeton
Fremont Capital, Inc.
FTN Financial
Gabelli & Company, Inc.
Gardner Rich & Company
GBS Financial Corp.
GE Capital
Georgeson Securities Corporation
GFA Securities LLC
GFI Group Inc.
Girard Securities, Inc.
GIT Investment Services, Inc.
The GMS Group, LLC
Goldman, Sachs & Co.
Goldman Sachs Asset Management
Great American Advisors, Inc.
Griffiths McBurney Corp.
J.B. Hanauer & Co.
Harold C. Brown & Co., Inc.
Hartfield, Titus & Donnelly, LLC
Haywood Securities (USA) Inc.
Hazlett, Burt and Watson, Incorporated
H.D. Vest Investment Securities, Inc.
Hefren-Tillotson, Inc.
Heidtke & Company, Inc.
Herbert J. Sims & Co., Inc.
Herndon Plant Oakley Ltd.
Hightower Securities
Hilliard Farber & Co., Inc.
Hornor, Townsend & Kent, Inc.
Howe, Barnes Investments, Inc.
HSBC
Hudson Securities, Inc.
Hunter Associates, Inc.
ICAP
IDB Capital
IMC Chicago, LLC
Incapital
ING Advisors Network
ING Financial Markets
ING Investment Management
Instinet Corporation
Integrated Trading and Investments, Inc.
Intellivest Securities, Inc.
Intercontinental Asset Management Group, Ltd.
International Correspondent Trading, Inc.
Intersecurities, Inc.
Invescor, Ltd.
Investec Securities (US) LLC
Investors Capital Corporation
InvestPrivate Inc.
ITG Inc.
Jane Street Markets, LLC
Janney Montgomery Scott LLC
Janus Capital Group
Jefferies & Company, Inc.
J.J.B. Hilliard, W.L. Lyons, LLC
John Hancock
John N Seip Inc.
Johnston, Lemon and Company, Inc.
JPMorgan Asset Management
JPMorgan Securities Inc.
J.V. Delaney & Associates
J.W. Korth & Company
Kaiser & Company
KBC Financial Products
KBS Capital Markets Group, LLC
Keefe, Bruyette & Woods, Inc.
Kevin Hart Kornfield and Co., Inc.
KeyBanc Capital Markets Inc.
Knight Equity Markets, L.P.
KP Securities
Ladenburg Thalmann & Co. Inc.
Lane Capital Markets, LLC
Lazard Capital Markets, LLC
Lazard Freres & Co. LLC
LBBW Securities, LLC
Lebenthal & Co., LLC
Legent Clearing LLC
Lepercq, de Neuflize/Tocqueville Securities L.P.
LiquidNet
LiquidPoint LLC
Loeb Partners Corporation
Loewen, Ondaatje, McCutcheon USA Limited
Lombard Securities Incorporated
Loomis, Sayles & Company, L.P.
Lord, Abbett & Co. LLC
LPL Financial
M & I Financial Advisors, Inc.
Macquarie Capital (USA) Inc.
Madison Avenue Securities, Inc
MadisonGrey Securities, LLC
Marco Polo Securities, Inc.
MarketAxess
Marks Baughan Securities LLC
Marsh & McLennan Securities Corp.
McIntyre Investments
McMillion Securities, Inc.
McNally Financial Services Corporation
Mellin Securities, Inc.
Melvin Securities L.L.C.
Meritus Financial Group, Inc.
Merrill Lynch & Co., Inc.
Mesirow Financial, Inc.
MetLife Securities, Inc.
MF Global Inc.
MFS Investment Management
MGI Securities (USA) Inc.
MICG Investment Management, LLC
MicroPlace, Inc.
Midwood Securities, Inc.
Miller Tabak Roberts Securities LLC
MML Investor Services, Inc.
Moloney Securities Co., Inc.
Morgan Keegan & Company, Inc.
Morgan Stanley
Morgan Stanley Investment Management
Murphy & Durieu
Mutual Funds Direct, LLC
Nafinsa Securities Inc
NatCity Investments, Inc.
National Bank Financial
National Bank of Canada Financial
National Financial Services LLC
Natixis Bleichroeder, Inc.
Natixis Capital Markets
Needham & Company
Nestlerode & Loy, Inc.
New England Securities Corporation
New York Life Investment Management LLC
New Castle Financial Services LLC
Newedge USA, LLC.
Nexity Financial Services, Inc.
NFP Securities, Inc.
Niagara International Capital Limited
Nollenberger Capital Partners, Inc.
Nomura Securities International, Inc.
The Northern Trust Company
Northern Trust Global Investments
Northern Trust Securities, Inc.
Northwestern Mutual Investment Services LLC
Nuveen Investments, Inc.
NYFIX Clearing Corporation
NYFIX Transaction Services Inc.
NYPPEX, LLC
O'Connor & Company Securities, Inc.
OES Brokerage Services, LLC
O'Keefe Shaw & Co., Inc.
OM Securities, LLC
The O.N. Equity Sales Company
Oppenheimer & Close, Inc.
Oppenheimer & Co. Inc.
OppenheimerFunds, Inc.
OptionsXpress, Inc.
Oriental Financial Services, Corp.
Ounavarra Capital LLC
Pacific American Securities, LLC
Pacific Crest Securities
Pacific Select Distributors, Inc.
Park Avenue Securities
Partners Investment Network, Inc.
Penserra Securities LLC
Penson Financial Services, Inc.
Pershing, LLC
Peters & Co. Equities Inc.
Petersen Investments, Inc.
PIMCO
Pipeline Trading Systems LLC
Piper Jaffray
P.J. Robb Variable Corp.
Planned Investment Co., Inc.
PNC Capital Markets LLC
PNC Global Investment Servicing Inc.
Podesta & Co.
Portfolio Resources Group, Inc.
Prime Capital Services
Principal Global Investors
Private Company Marketplace, Inc.
ProEquities, Inc.
Promark Global Advisors
Prospera Financial Services, Inc.
Prudential Bache Securities, LLC
Prudential Investment Management Inc.
Putnam Investment Management
Putnam Investments
Pyxis Securities, LLC
Quadriserv Securities, Inc.
Quantum Capital, LLC
Quincy Cass Associates, Inc.
Rabo Securities USA, Inc.
Raymond James and Associates, Inc.
Raymond James Financial Inc.
RBC Capital Markets
RBC Correspondent Services
RBS Securities Inc.
RD Capital Group Inc.
Regional Brokers, Inc.
Register Financial Associates, Inc.
Reich & Tang Distributors Inc.
Reliance Capital Management Advisors LLC
Reliance Worldwide Investments, LLC
RenCap Securities Inc.
Rhino Trading Partners, LLC
Rhodes Securities, Inc.
Richards, Merrill & Peterson, Inc.
Ridge Clearing & Outsourcing Solutions, Inc.
RJJ Capital Management LLC
Robert W. Baird & Co. Incorporated
Robinson & Robinson, Inc.
Roosevelt & Cross, Incorporated
R.S.G. Capital Corp.
Ruan Securities Corporation
R.W. Smith & Associates, Inc.
SAFDIÉ Investment Services Corp.
Sandler O'Neill & Partners, L.P.
Saturna Brokerage Services, Inc.
Schroders
Scotia Capital
Scotia Capital (USA) Inc.
Scott & Stringfellow
Scott-Macon Securities, Inc.
SecondMarket
Secure Trend Financial, LLC
Securian Financial Services, Inc.
Senvest International LLC
SFI Investments, LLC
Shopoff Securities, Inc.
Siebert Brandford Shank & Co., LLC
Securities Industry and Financial Markets Association
SIG
SJ Levinson & Sons, LLC
SMH Capital Inc.
Societe Generale
Soleil Securities Corporation
South Street Securities
Southwest Securities Inc.
Souza Barros Securities, Inc.
Standard & Poor's
Stanford Group Company
State Farm VP Management Corp.
State Street Corporation
State Street Global Advisors
Stephens Inc.
Sterne Agee
Stifel, Nicolaus & Co., Inc.
Stonehurst Securities, Inc.
Strasbourger Pearson Tulcin Wolff Inc.
The Strategic Alliance Corporation
Summit Brokerage Services, Inc.
Sungard Institutional Brokerage Inc.
SunTrust Investment Services, Inc.
SunTrust Robinson Humphrey
SWBC Investment Company
Sweney Cartwright and Company
Swiss American Securities, Incorporated
Swiss Re Capital Markets Corporation
T. Rowe Price Associates Inc.
TD Ameritrade Holding Corporation
TD Securities (USA) Inc.
Telemus Capital Partners LLC
TheMuniCenter
ThinkEquity Partners
Thomas McDonald Partners, LLC
Three Boys Securities Corp.
Thrivent Investment Management Inc.
Thurston, Springer, Miller, Herd & Titak, Inc.
TIAA-CREF
Toro Trading LLC
Toussaint Capital Partners, LLC
Tower Square Securities Inc.
TradeWeb
Tradition Asiel Securities Inc.
Trubee, Collins & Co., Inc.
Tullett Prebon
Twenty-First Securities Corp.
UBS
UBS Financial
UBS International, Inc.
UCI Capital Markets, Inc.
Unified Financial Securities, Inc.
United Brokerage Services, Inc.
Universal Financial Services Inc.
UPRR Securities, LLC
USAA
UU Equities, Inc.
The Vanguard Asset Management Group
Vanguard Brokerage Services
Vanguard Capital
VCM Securities, LLC
VectorGlobal WMG, Inc.
Viewpoint Securities LLC
Viscogliosi & Company, Inc.
Vision Financial Markets LLC
Vision Investment Services, Inc.
W. H. Reaves & Co., Inc.
Wachovia Corporation
Wachovia Securities, LLC
Wallstreet Electronica Inc.
Walnut Street Securities
Wayne Hummer and Company
Wedbush Morgan Securities
Weiss Investment Management Services, LLC
Welcome Life Securities
Wellington Management Company
Wells Fargo Investments
Wells Fargo Securities
WES Investments LLC
Western Asset Management Company
Western International Securities, Inc.
WestLB AG
Westminster Research Associates LLC
Westport Resources
Westrock Advisors, Inc.
WFG Investments Inc.
Wiley Bros.-Aintree Capital LLC
William Blair & Company
Williams Capital Group, L.P.
The Winchester Group, Inc.
Wolfe & Hurst Bond Brokers, Inc.
Woodmen of the World
World Group Securities, Inc.
W.P. Stewart Securities
Wunderlich Securities, Inc.
XShares Group LLC
Zecco Trading, Inc.
Zions First National Bank


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