SIFMA Member Directory

Firm
Affina Brokerage Services LLC
AIG Equity Sales Corp.
AIG Financial Securities Corp.
Allen & Company LLC
Allen & Company of Florida, Inc.
Allen C. Ewing & Co.
Allen, Mooney & Barnes Brokerage Services
AllianceBernstein Holdings
Allison-Williams Company
Altrushare Securities LLC
American Century Brokerage, Inc.
Ameriprise Advisors Services Inc.
Ameriprise Financial Services, Inc.
Ameritas Investment Corp.
Amherst Securities Group, L.P.
Andrew Garrett, Inc.
Annaly Capital Management, Inc.
Aon Benfield Securities, Inc.
Arbor Court Capital, LLC
Asia Pacific Financial Management Group
Associated Bond Brokers
Atlas Strategic Advisors, LLC
Auerbach Grayson & Company Incorporated
Automated Equity Finance Markets, Inc.
Aventura Securities, LLC
AXA Advisors, LLC
The Baker Group
Ballista Securities, LLC
Banc of America Securities LLC
Banca IMI Securities Corp.
Banco Popular de Puerto Rico
Bank of America Investment Services
The Bank of New York Mellon
Barclays Capital Inc.
Barnard Jacobs Mellet (USA) Inc.
BB&T Capital Markets
BBVA Securities of Puerto Rico, Inc.
B.C. Ziegler and Company
M.R. Beal & Company
Berkshire Capital Securities LLC
Berthel Fisher & Company Financial Services, Inc.
BIDS Trading L.P.
Blackmont Capital Corp.
BlackRock
Bloomberg Tradebook LLC
BMO Capital Markets
BMO Capital Markets Corp.
BMO Capital Markets GKST Inc.
BMO Nesbitt Burns Securities
BNP Paribas Securities Corporation
BNY ConvergEx Execution Solutions
BOE Securities Inc.
Boenning & Scattergood, Inc.
BondDesk Group, LLC
Broadpoint Capital, Inc.
Brown Advisory Securities, LLC
Brown Brothers Harriman & Co.
Bulltick Securities, LLC
Cadaret Grant & Co., Inc.
Calyon Securities (USA) Inc.
Cameron, Murphy & Spangler, Inc.
Canaccord Financial Ltd.
Cantor Fitzgerald
Capital Institutional Services
Capital One Investments LLC
Carey Financial LLC
CastleOak Securities LP
Cazenove Incorporated
Centennial Securities Company, LLC
Chapdelaine & Co.
Charles River Brokerage, LLC
Charles Schwab & Co., Inc.
Charter Pacific Securities, LLC
Chase Investment Services Corp.
Cheevers & Company Inc.
Chelsea Financial Services
Chester Harris and Company, Incorporated
Christopher Weil & Company, Inc.
Churchill Financial LLC
CIBC World Markets Corp.
Citadel Securities LLC
Citigroup Global Markets Inc.
City Securities Corporation
C.L. King & Associates, Inc.
Clancy Financial Services, Inc.
G.X. Clarke & Co.
Cleveland Research Company LLC
CNBS, LLC
Commerzbank Capital Markets Corp.
Cormark Securities (USA) Limited
Courtlandt Securities Corporation
Credit Suisse Securities (USA), Inc.
Crowell, Weedon and Company
CRT Capital Group LLC
Crusader Securities, LLC
Cullen Investment Group, Ltd.
Cutter & Company Brokerage, Inc.
Cypress Alts
D.A. Davidson & Co. Inc.
Daiwa Securities America Inc.
DART Executions, LLC
Davenport & Company LLC
David A. Noyes & Company
DAV/Wetherly Financial, L.P.
Davy Securities Limited
Dempsey Lord Smith, LLC
Deutsche Asset Management
Deutsche Bank Securities Inc.
DirectEdge ECN LLC
DnB NOR Markets, Inc.
Dominick & Dominick, LLC
Dorn & Co., Inc.
Dorsey & Company, Inc.
DPEC Capital, Inc.
Dresdner Kleinwort
Dundee Securities Corporation
DuPasquier & Co., Inc.
Edward D. Jones & Co. L.P.
E.H. Smith, Jacobs & Co., Inc.
Electronic Global Securities, Inc.
Eltekon Securities, LLC
Emerald Ventures, LLC
Equilend LLC
Equitec New York LLC
Esposito Securities, LLC
Essex Financial Services, Inc.
Estrada Hinojosa & Company, Inc.
E*TRADE Financial Corp.
Execution Access, LLC
Fairfax I.S. (USA) LLC
Faxtor Securities
FBR Capital Markets
FBT Investments, Inc.
Federated Investors Inc.
Feldstein Financial Group, LLC
Fidelity Brokerage Company
Fidelity Investments
Fifth Third Securities, Inc.
First Allied Securities, Inc.
First Analysis Securities Corporation
First Bermuda Securities (B.V.I.) Ltd.
First Citizens Securities Corporation
First Clearing, LLC
First Investors Corporation
First Kentucky Securities Corp
First Midwest Securities, Inc.
First National Capital Markets
First New York Securities LLC
First Regional Securities
First Republic Securities Company, LLC
First Southwest Company
First Trust Portfolios LP
First Washington Corporation
Five Star Investment Services, Inc.
FMSbonds, Inc.
Fogel Neale Securities LLC
Folger Nolan Fleming Douglas Incorporated
FOLIO (fn) Investments, Inc.
Fortress Investment Group LLC
Franklin Templeton Distributors, Inc.
Fremont Capital, Inc.
FTN Financial
Gabelli & Company, Inc.
Gardner Rich & Company
GBS Financial Corp.
GE Capital Markets, Inc.
Georgeson Securities Corporation
GFA Securities LLC
GFI Group Inc.
Girard Securities, Inc.
GIT Investment Services, Inc.
The GMS Group, LLC
Goldman, Sachs & Co.
Goldman Sachs Asset Management
Great American Advisors, Inc.
Griffiths McBurney Corp.
J.B. Hanauer & Co.
Harold C. Brown & Co., Inc.
Hartfield, Titus & Donnelly, LLC
Haywood Securities (USA) Inc.
Hazlett, Burt and Watson, Incorporated
H.D. Vest Investment Securities, Inc.
Hefren-Tillotson, Inc.
Herbert J. Sims & Co., Inc.
Herndon Plant Oakley Ltd.
Hightower Securities
Hilliard Farber & Co., Inc.
Hornor, Townsend & Kent, Inc.
Howe, Barnes, Hoefer & Arnett Inc.
HSBC Securities (USA) Inc.
Hudson Securities, Inc.
Hunter Associates, Inc.
ICAP
IDB Capital Corp.
IMC Chicago, LLC
Incapital LLC
ING Advisors Network
ING Financial Markets
ING Investment Management Services LLC
Instinet, LLC
Integrated Trading and Investments, Inc.
Intellivest Securities, Inc.
Intercontinental Asset Management Group, Ltd.
International Correspondent Trading, Inc.
InterSecurities, Inc.
Invescor, Ltd.
Investec Securities (US) LLC
ITG Inc.
Jane Street Markets, LLC
Janney Montgomery Scott LLC
Janus Capital Group
Jaypee International Inc.
Jefferies & Company, Inc.
J.J.B. Hilliard, W.L. Lyons, LLC
John Hancock Funds, LLC
John N Seip Inc.
Johnston, Lemon and Company, Inc.
JPMorgan Asset Management
JPMorgan Securities Inc.
J.V. Delaney & Associates
J.W. Korth & Company
Kaiser & Company
KBC Financial Products USA Inc.
Keefe, Bruyette & Woods, Inc.
Kevin Hart Kornfield and Co., Inc.
KeyBanc Capital Markets Inc.
Knight Capital Group, Inc.
KP Securities
Lane Capital Markets, LLC
Lazard Capital Markets, LLC
Lazard Freres & Co. LLC
LBBW Securities, LLC
Lebenthal & Co., LLC
Legent Clearing LLC
Legg Mason, Inc.
Liquidnet, Inc.
LiquidPoint LLC
Loeb Partners Corporation
Loewen, Ondaatje, McCutcheon USA Limited
Lombard Securities Incorporated
Loomis, Sayles & Co
Lord, Abbett & Co. LLC
LPL Financial Corporation
M & I Financial Advisors, Inc.
Macquarie Capital (USA) Inc.
Macro Risk Advisors, LLC
Madison Avenue Securities, Inc
MadisonGrey Securities, LLC
Marco Polo Securities, Inc.
MarketAxess
McIntyre Investments
McMillion Securities, Inc.
McNally Financial Services Corporation
Mellon Asset Management (BNY)
Melvin Securities, LLC
Meritus Financial Group, Inc.
Merrill Lynch & Co., Inc.
Mesirow Financial, Inc.
MetLife Securities, Inc.
MF Global Inc.
MFS Investment Management
MGI Securities (USA) Inc.
MICG Investment Management, LLC
MicroPlace, Inc.
Midwood Securities, Inc.
Miller Tabak Roberts Securities LLC
Mitsubishi UFJ Securities (USA) Inc.
Mizuho Securities USA Inc.
MMC Securities Corp.
MML Investor Services, Inc.
Moloney Securities Co., Inc.
Morgan Keegan & Co., Inc.
Morgan Stanley
Morgan Stanley Investment Management
Murphy & Durieu
Mutual Funds Direct, LLC
NatCity Investments, Inc.
National Bank Financial
National Bank of Canada Financial
Natixis Bleichroeder, Inc.
Natixis Capital Markets
Needham & Company, LLC
Nestlerode & Loy, Inc.
New England Securities Corporation
New York Life Investment Management LLC
New Castle Financial Services LLC
Newedge USA, LLC.
Nexity Financial Services, Inc.
NFP Securities, Inc.
Niagara International Capital Limited
Nollenberger Capital Partners, Inc.
Nomura Securities International, Inc.
Northern Trust Global Investments
Northern Trust Securities, Inc.
Northwestern Mutual Investment Services LLC
NYFIX Clearing Corporation
NYFIX Transaction Services Inc.
NYPPEX, LLC
Oakpoint Advisors LLC
O'Connor & Company Securities, Inc.
Oleet Securities, LLC
OM Securities, LLC
The O.N. Equity Sales Company
Oppenheimer & Close, Inc.
Oppenheimer & Co. Inc.
OppenheimerFunds Distributor, Inc.
Oriental Financial Services, Corp.
Ounavarra Capital LLC
Pacific American Securities, LLC
Pacific Crest Securities
Pacific Select Distributors, Inc.
Park Avenue Securities LLC
Partners Investment Network, Inc.
Penserra Securities LLC
Penson Financial Services, Inc.
Pershing, LLC
Peters & Co. Equities Inc.
Petersen Investments, Inc.
PIMCO
Pipeline Trading Systems LLC
Piper Jaffray & Co.
P.J. Robb Variable Corp.
Planned Investment Co., Inc.
PNC Capital Markets LLC
Podesta & Co.
Portfolio Resources Group, Inc.
Principal Global Investors
Private Company Marketplace, Inc.
Promark Global Advisors, Inc.
Prospera Financial Services, Inc.
Prudential Bache Securities, LLC
Prudential Investment Management Inc.
Putnam Investment Management
Putnam Investments
Quincy Cass Associates, Inc.
Rabo Securities USA, Inc.
Raymond James & Associates, Inc.
Raymond James Financial, Inc.
RBC Capital Markets
RBS Securities Inc.
RD Capital Group Inc.
Regional Brokers, Inc.
Reich & Tang Distributors Inc.
Reliance Capital Management Advisors LLC
Reliance Worldwide Investments, LLC
RenCap Securities Inc.
RG Knox Company, LLC
Rhino Trading Partners, LLC
Rhodes Securities, Inc.
Ridge Clearing & Outsourcing Solutions, Inc.
RJJ Capital Management LLC
Robert W. Baird & Co., Inc.
Robinson & Robinson, Inc.
Roosevelt & Cross, Incorporated
R.S.G. Capital Corp.
R.W. Smith & Associates, Inc.
SAFDIÉ Investment Services Corp.
Sanders Morris Harris Inc.
Sandler O'Neill & Partners, L.P.
Saturna Brokerage Services, Inc.
Schroders
Scotia Capital
Scotia Capital (USA) Inc.
Scott & Stringfellow, LLC
Scott-Macon Securities, Inc.
Sea Port Group Securities LLC
SecondMarket
Secure Trend Financial, LLC
Securian Financial Services, Inc.
Senvest International LLC
SFI Investments, LLC
Shopoff Securities, Inc.
Siebert Brandford Shank & Co., LLC
SIG Brokerage, LP
SJ Levinson & Sons, LLC
Societe Generale Corporate and Invesment Banking
Soleil Securities Corporation
South Street Securities LLC
Southwest Securities, Inc.
Souza Barros Securities, Inc.
Standard & Poor's
Stanford Group Company
Stark, Salter & Smith
State Farm VP Management Corp.
State Street Global Advisors
State Street Global Markets LLC
Stephens Inc.
Sterne, Agee & Leach, Inc.
Stifel, Nicolaus & Co., Inc.
Stone & Youngberg LLC
The Strategic Alliance Corporation
Summit Brokerage Services, Inc.
Sungard Institutional Brokerage Inc.
SunTrust Investment Services, Inc.
SunTrust Robinson Humphrey, Inc.
Surge Trading Inc.
Sweney Cartwright and Company
Swiss Re Capital Markets Corporation
T. Rowe Price Associates Inc.
TD Ameritrade Holding Corporation
TD Securities (USA) Inc.
Telemus Investment Brokers, LLC
TheMuniCenter
ThinkEquity Partners
Thomas McDonald Partners, LLC
Three Boys Securities Corp.
Thrivent Investment Management Inc.
Thurston, Springer, Miller, Herd & Titak, Inc.
TIAA-CREF
Tocqueville Securities L.P.
Toussaint Capital Partners, LLC
Tower Square Securities Inc.
TradeWeb
Tradition Asiel Securities Inc.
Trubee, Collins & Co., Inc.
Tudor, Pickering, Holt & Co. Securities, Inc.
Tullett Prebon
Twenty-First Securities Corp.
UBS Financial Services Inc.
UBS International, Inc.
UBS Securities LLC
UCI Capital Markets, Inc.
Umpqua Investments, Inc.
Unified Financial Securities, Inc.
Universal Financial Services Inc.
UPRR Securities, LLC
USAA
UU Equities, Inc.
The Vanguard Asset Management Group
Vanguard Brokerage Services
Vanguard Capital
VCM Securities, LLC
VectorGlobal WMG, Inc.
Viewpoint Securities LLC
Viscogliosi & Company, Inc.
Vision Financial Markets LLC
Vision Investment Services, Inc.
W. H. Reaves & Co., Inc.
Wachovia Corporation
Wall Street Access
Wallstreet Electronica Inc.
Walnut Street Securities
Waveland Capital Partners, LLC
Wayne Hummer Investments
Wedbush Morgan Securities
Welcome Life Securities
Wellington Management Company
Wells Fargo Advisors LLC
Wells Fargo Institutional Securities LLC
Wells Fargo Investments LLC
Wells Fargo Securities LLC
WES Investments LLC
Western Asset Management Company
Western International Securities, Inc.
WestLB Securities Inc.
Westminster Research Associates LLC
Westport Resources Investment Services, Inc.
Westrock Advisors, Inc.
Wiley Bros.-Aintree Capital LLC
William Blair & Company
Williams Capital Group, L.P.
The Winchester Group, Inc.
Wolfe & Hurst Bond Brokers, Inc.
Woodmen Financial Services, Inc.
World Financial Group, Inc.
W.P. Stewart Securities
Wunderlich Securities, Inc.
XShares Securities LLC
Zecco Trading, Inc.


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