Become a member of SIFMA...here's how:
Join SIFMA Today
Thank you for your interest in becoming a member of the Securities Industry and Financial Markets Association (SIFMA). We welcome your participation no matter your area of interest. SIFMA channels the input from our members into one powerful voice that is heard by elected officials and regulators in Washington, New York and around the world.
Membership in SIFMA provides you with access to our knowledgeable staff, research services, discounted registration fees for our conferences and events, and unique networking opportunities.
Sign up for SIFMA membership and join us in shaping the future of the capital markets!
Categories of Membership
SIFMA's long-term policy is that full and associate membership is available on a corporate level giving all employees of that organization individual access to member benefits. SIFMA membership does not extend to parent companies, subsidiaries, sister companies or divisions operating under a different entity name unless those entities also obtain SIFMA membership.
Full Membership
Full membership is open to all registered broker dealer firms, including registered asset managers.
Associate Membership
Associate membership is reserved for non-broker/dealer firms whose business interests are closely tied to the financial markets. This includes law firms, technology vendors, government sponsored enterprises, trading platforms, rating agencies, insurers, and exchanges.
Member Benefits
As a member of SIFMA you receive many tangible and intangible benefits including a larger influence on Capitol Hill, access to our research and media relations teams, educational opportunities and dynamic conferences and forums.
Dues Schedule
SIFMA operates on a fiscal year that runs from November 1st through October 31st. Dues are not prorated prior to May 1st. After May 1st, dues are prorated per month of membership until the end of the fiscal year.
Member dues are based upon size and market participation. Please contact the SIFMA member relations department for membership rates
To join SIFMA or learn more about the benefits of membership please contact:
Rob Brockhaus
(T) 202.962.7300
(F) 202.962.7435
rbrockhaus@sifma.org
Meghan Iams
(T) 202.962.7300
(F) 202.962.7435
miams@sifma.org
2008 SIFMA New Members
as of April 2008
Firm Name: AIG Investments
Location: New York, NY
www.aiginvestments.com
Firm Name: Allen, Mooney & Barnes Brokerage Services
Location: Thomasville, GA
Firm Name: AXA Advisors, LLC
Location: New York, NY
Business Description: Broker/Dealer
www.axaonline.com
Firm Name: Boston Options Group
Location: Boston, MA
www.bostonoptions.com
Firm Name: CastleOak Securities, L.P.
Location: New York, NY
www.castleoaklp.com
Firm Name: Cleveland Research Company
Location: Cleveland, OH
www.cleveland-research.com
Firm Name: Fairfax I.S. (USA), LLC
Location: New York, NY
Firm Name: First Regional Securities
Location: Century City, CA
Firm Name: IMC Chicago, LLC
Location: Chicago, IL
Firm Name: Intellivest Securities, Inc.
Location: Riverdale, GA
Firm Name: Investor Ltd.
Location: Farmington Hills, MI
www.invescor.com
Firm Name: John N. Seip & Company
Location: New York, NY
Firm Name: KP Securities
Location: Belvedere, CA
Firm Name: Lebenthal & Company, LLC
Location: New York, NY
Firm Name: Linedata Services
Location: Boston, MA
www.linedata.com
Firm Name: Marco Polo Securities, Inc.
Location: New York, NY
Firm Name: Mutual Funds Direct, LLC
Location: Hamilton, NJ
Firm Name: Patrina Corporation
Location: New York, NY
www.patrina.com
Firm Name: Success Metrics Inc.
Location: San Francisco, CA
www.successmetricsinc.com
Firm Name: WES Investments LLC
Location: Braintree, MA
Firm Name: Zecco Trading, Inc.
Location: Ontario, CA
www.zecco.com
2008 SIFMA New Members
as of January 2008
Firm Name: 50 Below
Location: Duluth, MN
www.50below.com
Firm Name: Arbor Court Capital, LLC
Location: Cleveland, OH
Firm Name: Autonomy etalk
Location: Irving, TX
www.etalk.com
Firm Name: Bingham McCutchen, LLP
Location: Washington, DC
/www.bingham.com
Firm Name: CheckFree
Location: Jersey City, NJ
www.checkfree.com
Firm Name: Charter Pacific, LLC
Location: Cool, CA
Firm Name: D.E. Shaw Group (Top 40)
Location: New York, NY
www.deshaw.com
Firm Name: Emerald Ventures, LLC
Location: San Antonio, TX
Firm Name: Five Star Investment Services, Inc.
Location: Warsaw, NY
www.five-starinvest.com
Firm Name: Nexity Financial Services, Inc.
Location: Charlotte, NC
www.nexityfsi.com
Firm Name: Ounavarra Capital, LLC
Location: New York, NY
Firm Name: Patton Boggs, LLP
Location: Washington, DC
/www.pattonboggs.com
Firm Name: Prudential Bache Securities, LLC
Location: New York, NY
Firm Name: SJ Levinson & Sons, LLC
Location: Purchase, NY
Firm Name: SwingVote, Inc.
Location: Atlanta, GA
www.swingvote.com
Firm Name: Three Boys Securities Corporation
Location: New York, NY
Firm Name: UPPR Securities, LLC
Location: New York, NY
Firm Name: UU Equities, Inc.
Location: Brooklyn, NY
2007 SIFMA New Members
as of November 2007
Firm Name: BATS Trading, Inc.
Location: Kansas City, MO
www.batstrading.com
Firm Name: Brighton Securities
Location: Rochester, NY
www.brightonsecurities.com
Firm Name: Esposito Securities, LLC
Location: Dallas, TX
Firm Name: Fintegra Financial Solutions
Location: Minneapolis, MN
www.fintegra.com
Firm Name: First National Capital Markets
Location: Omaha, NE
www.firstnationalcapitalmarkets.com
Firm Name: LBBW Securities, LLC
Location: New York, NY
www.lbbw.de/lbbwde/1000000200-en.html
Firm Name: NewRiver, Inc.
Location: Andover, MA
www1.newriver.com
Firm Name: Perrin, Holden & Davenport Capital
Location: New York, NY
www.phdc.com
Firm Name: Principal Global Investors
Location: Des Moines, IA
www.principalglobal.com
Firm Name: Shopoff Securities, Inc.
Location: Irvine, CA
Firm Name: SWBC Investment Services, LLC
Location: San Antonio, TX
www.swbc.com
Firm Name: USAA Brokerage Services
Location: San Antonio, TX
www.usaa.com
Firm Name: Welcome Life Securities
Location: Boca Raton, FL
Firm Name: Wilmington Trust Company
Location: Wilmington, DE
www.wilmingtontrust.com