October 25, 2012
SIFMA’s Board of Directors Announces Newly Elected Officers
Officers
2013 Board at Large
- Francois O. Barthelemy, Managing Director, Société Générale
- Bernard B. Beal, Chief Executive Officer, M.R. Beal & Company
- Kenneth E. Bentsen, Jr., President, SIFMA
- Rosemary T. Berkery, Chairman, UBS Bank USA and Vice Chairman, Wealth Management Americas, UBS Financial Services Inc.
- Curt Bradbury, Jr., Chief Operating Officer, Stephens Inc.
- David L. Brunner, President and CEO, BNP Paribas Securities Corp.
- Kent Christian, President, Financial Network, Wells Fargo Advisors
- Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc.
- Andrew S. Duff, Chairman and CEO, Piper Jaffray & Co.
- David Findlay, President & Chief Executive Officer, Nomura Holding America Inc.
- Kim Tillotson Fleming, President, Hefren-Tillotson, Inc.
- Kenneth D. Gibbs, President of the Municipal Securities Group, Jefferies LLC
- John R. Gidman, Executive Vice President and Director, Loomis, Sayles & Company, L.P.
- Judd A. Gregg, CEO, SIFMA
- Thomas Hartnett, Managing Director, Head of Rates North America, Deutsche Bank AG New York
- Chet Helck, CEO, Global Private Client Group, Raymond James Financial, Inc.
- Douglas M. Hodge, Managing Director, COO, PIMCO
- Lisa Kidd Hunt, Executive Vice President, International Services and Special Business Development, Charles Schwab & Co.
- William A. Johnstone, Chairman & CEO, Davidson Companies
- Thomas M. Joyce, Chairman and CEO, Knight Capital Group, Inc.
- Edward J. Kelly, III, Chairman, Institutional Clients Group, Citi
- Ronald J. Kruszewski, Chairman, President and CEO, Stifel, Nicolaus & Company, Incorporated
- Michael Lyublinsky, Head of Markets, Co-Head Global Banking and Markets, Americas, RBS Securities, Inc.
- Blythe Masters, Head of Global Commodities, JPMorgan Chase & Co.
- Shawn P. Matthews, CEO, Cantor Fitzgerald & Co.
- Gerard McGraw, President, Fidelity Institutional
- Robert J. Moore, President, Advisor and Institution Solutions, LPL Financial
- Timothy P. O'Hara, Global Head of Credit Business, Head of Fixed Income – North America, Credit Suisse Securities (USA) LLC
- Richard B. Payne, Jr., Vice Chairman, U.S. Bancorp
- Karen B. Peetz, President, BNY Mellon
- Paul E. Purcell, Chairman, President & CEO, Robert W. Baird & Co. Inc.
- John F. W. Rogers, Executive Vice President, Goldman, Sachs & Co.
- Jim Rosenthal, Chief Operating Officer, Morgan Stanley
- Timothy C. Scheve, President and CEO, Janney Montgomery Scott
- G. Donald Steel, President and CEO, Planned Investment Co., Inc.
- Joseph E. Sweeney, President, Advice & Wealth Management, Products and Services, Ameriprise Financial, Inc.
- John G. Taft, CEO, RBC Wealth Management-U.S.
- James A. Tricarico, Jr., General Counsel, Edward Jones
- Bryan T. Weadock, Managing Director, Co-Head of Global FICC Sales, Bank of America Merrill Lynch
- W. Rufus Yates, President and Chief Executive Officer, Scott & Stringfellow, LLC, Senior Executive Vice President, BB&T Capital Markets
