November 9, 2011
SIFMA’s Board of Directors Announces Newly Elected Officers
Officers
2012 Board at Large
- Francis P. Barron*, Chief Legal Officer, Morgan Stanley
- Francois O. Barthelemy, Managing Director, Société Générale
- Bernard B. Beal*, Chief Executive Officer, M.R. Beal & Company
- Rosemary T. Berkery, Chairman, UBS Bank USA and Vice Chairman, Wealth Management Americas, UBS Financial Services Inc.
- Joan Binstock, Chief Operations Officer, Lord, Abbett & Co. LLC
- Curt Bradbury, Jr., Chief Operating Officer, Stephens Inc.
- Benjamin L. Brigeman, Executive Vice President, Charles Schwab & Company, Inc.
- David L. Brunner, President and CEO, BNP Paribas Securities Corp.
- Kent Christian*, Senior Managing Director and President, Financial Services Group, Wells Fargo Advisors
- Jerry del Missier*, Co-Chief Executive, Barclays Capital
- Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc.
- Andrew S.Duff, Chairman and CEO, Piper Jaffray & Co.
- William Dwyer, President, National Sales and Marketing, LPL Financial
- Kenneth D. Gibbs, President of the Municipal Securities Group, Jefferies & Company, Inc.
- John R. Gidman, Executive Vice President and Director, Loomis, Sayles & Company, L.P.
- Masaaki Goto, Executive Managing Director and Americas Region Officer, Daiwa Securities Capital Markets Co. Ltd., Chairman and CEO, Daiwa Capital Markets America Holdings Inc.
- Thomas Hartnett, Managing Director, Head of Rates North America, Deutsche Bank AG New York
- Chet Helck*, Chief Operating Officer, Raymond James Financial, Inc.
- David B. Heller*, Global Co-Head of the Securities Division, Goldman Sachs & Co.
- Douglas M. Hodge, Managing Director, COO, PIMCO
- William A. Johnstone, President & CEO, Davidson Companies
- Thomas M. Joyce, Chairman and CEO, Knight Capital Group, Inc.
- Edward J. Kelly, III, Chairman, Institutional Clients Group, Citi
- Ronald J. Kruszewski*, Chairman, President and CEO, Stifel, Nicolaus & Company, Incorporated
- Alexandra Lebenthal*, President and Chief Executive Officer, Alexandra & James, LLC / Lebenthal & Co.
- Michael Lyublinsky, Head of Markets, Co-Head Global Banking and Markets, Americas, RBS Securities, Inc.
- Blythe Masters*, Head of Global Commodities, JPMorgan Chase & Co.
- Shawn P. Matthews, CEO, Cantor Fitzgerald & Co.
- Kathleen Murphy, President, Personal Investing, Fidelity Investments
- Timothy P. O’Hara, Global Head of Credit Business, Head of Fixed Income – North America, Credit Suisse Securities (USA) LLC
- Richard B. Payne, Jr., Vice Chairman, U.S. Bancorp
- Karen B. Peetz, Vice Chairman, BNY Mellon
- Walter S. Robertson, III, Senior Managing Director / President – Private Client Group, Scott & Stringfellow LLC
- T. Timothy Ryan Jr.*, President & CEO, SIFMA
- Timothy C. Scheve*, President and CEO, Janney Montgomery Scott
- G. Donald Steel, President and CEO, Planned Investment Co., Inc.
- Joseph E. Sweeney, President, Advice & Wealth Management, Products and Services, Ameriprise Financial, Inc.
- John G. Taft*, CEO, RBC Wealth Management-U.S.
- James A. Tricarico, Jr., General Counsel, Edward Jones
- Bryan T. Weadock, Managing Director, Co-Head of Global FICC Sales, Merrill Lynch, Pierce, Fenner & Smith Inc.
- Atsushi Yoshikawa, President and Chief Executive Officer, Nomura Holding America Inc.
*Executive Committee
