SIFMA Affiliates/Societies

Partners and Forums associated with SIFMA

Our partners in the GFMA alliance:

SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). For more information on GFMA, visit www.gfma.org.  For more information on GFMA’s other regional members, visit the Association for Financial Markets in Europe at www.afme.eu or the Asia Securities Industry and Financial Markets Association at www.asifma.org.

SIFMA Societies

SIFMA Introduces New Professional Societies - December 17, 2009

10 FAQ’s on the SIFMA Societies

SIFMA Societies are composed of individuals engaged in specialized areas of activity who work together in addressing issues and problems in their spheres of expertise and educate their constituents via seminars and conferences throughout the year. Society membership does not constitute membership in national SIFMA.

 

Current

 

2010

 
 

Compliance & Legal

  

Edward Turan,

Citigroup Global Markets

  

Edward G. Turan,
Managing Director, Senior
Deputy General Counsel
Citigroup Global Markets
 

Financial Management

  

Matt Hughey,

UBS Wealth Management

  

Matt Hughey,
Executive Director
UBS Wealth Management
 

Internal Auditors

  

Joseph Pizzuto,

Citigroup Global Wealth Management

  

James Spangler,
DTCC
 

Operations and Technology:

Corporate Actions Section

  

John Binder,

Deutsche Bank

  

Len E. Belvedere,
Vice President Corporate
Actions
HSBC Securities
 

Operations and Technology:

Credit Section

  

Vincent Pfalzer,

Deutsche Bank

  

Paul Carroll,
Vice President
Goldman Sachs Execution &
Clearance

Operations and Technology:

Customer Account Transfer Section

Kevin McCosker,

Pershing

Joseph Zaets,
Vice President
Morgan Stanley

Operations and Technology:

Data Management Section

George Swindasz,

National Financial, a Fidelity Investments Company

George J. Swindasz,
Senior Vice President
National Financial, a Fidelity
Investments Company

Operations and Technology:

Dividend Section

Gene Banfi,

BNP Paribas

  

Operations and Technology:

Securities Lending Section

Irving Klubeck,

Pershing

Irving J. Klubeck,
President & Managing Director
of Pershing, LLC

Operations and Technology:

Securities Operations Section

Stephen Melanaski

Thomas Gooley,
Head of Global Wealth
Management Operations
Morgan Stanley, Global Wealth
Management

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The Securities Industry and Financial Markets Association (SIFMA) brings together the shared interests of hundreds of securities firms, banks and asset managers. SIFMA's mission is to develop policies and practices which strengthen financial markets and which encourage capital availability, job creation and economic growth while building trust and confidence in the financial industry. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA). For more information, visit www.sifma.org.

 


Find information on SIFMA's internal divisions by product/market below:

 

More Information

For information on membership in a Society or seminars and conferences sponsored by the Society, please contact the Society President.

View Society Calendar

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